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NUVEEN QUALITY MUNCP INCOME
NUVEEN QUALITY MUNCP INCOME. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 55 Institutional holders with a total value of $52,734,686.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 RIVERNORTH CAPITAL MANAGEMENT, LLC 710,458 9,833,000 18.65%
2 PARAMETRIC PORTFOLIO ASSOCIATES LLC 390,426 5,403,000 10.25%
3 GUGGENHEIM CAPITAL LLC 329,998 4,567,000 8.66%
4 Advisors Asset Management, Inc. 313,732 4,342,000 8.23%
5 BANK OF AMERICA CORP /DE/ 304,544 4,215,000 7.99%
6 MORGAN STANLEY 235,613 3,261,000 6.18%
7 Horizon Kinetics LLC 174,824 2,420,000 4.59%
8 Karpus Management, Inc. 153,400 2,123,000 4.03%
9 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 115,742 1,602,000 3.04%
10 Invesco Ltd. 113,794 1,575,000 2.99%
11 Capital Investment Advisors, LLC 110,789 1,533,000 2.91%
12 UBS AG 102,949 1,425,000 2.70%
13 WELLS FARGO & COMPANY/MN 100,580 1,393,000 2.64%
14 AQR CAPITAL MANAGEMENT LLC 95,610 1,323,000 2.51%
15 Global Endowment Management, LP 77,240 1,069,000 2.03%
16 LPL Financial LLC 55,444 773,000 1.47%
17 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 41,135 569,000 1.08%
18 VAN ECK ASSOCIATES CORP 37,807 523,000 0.99%
19 ROYAL BANK OF CANADA 34,062 471,000 0.89%
20 GOODWIN DANIEL L 24,698 342,000 0.65%
21 Tradewinds Capital Management, LLC 22,597 313,000 0.59%
22 Argentus Capital Management, LLC 21,170 293,000 0.56%
23 KEYBANK NATIONAL ASSOCIATION/OH 20,256 280,000 0.53%
24 DAVENPORT & Co LLC 20,000 276,800 0.52%
25 DOLIVER ADVISORS, LP 19,330 268,000 0.51%
26 BOSTON ADVISORS LLC 18,365 254,000 0.48%
27 VICUS CAPITAL 17,275 239,000 0.45%
28 RAYMOND JAMES & ASSOCIATES 16,380 227,000 0.43%
29 UNITED CAPITAL FINANCIAL ADVISORS, LLC 15,159 210,000 0.40%
30 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 12,861 178,000 0.34%
31 AMERICAN INTERNATIONAL GROUP, INC. 12,275 169,886 0.32%
32 Marquette Asset Management, LLC 11,153 154,000 0.29%
33 Yellowstone Partners, LLC 10,783 149,000 0.28%
34 Commonwealth Equity Services, Inc 10,458 145,000 0.27%
35 Virtu KCG Holdings LLC 10,133 140,000 0.27%
36 SIT INVESTMENT ASSOCIATES INC 10,000 138,000 0.26%
37 MSI Financial Services Inc 9,231 128,000 0.24%
38 BANK OF MONTREAL /CAN/ 5,000 70,000 0.13%
39 SECURITY NATIONAL TRUST CO 4,015 56,000 0.11%
40 PNC FINANCIAL SERVICES GROUP, INC. 2,758 38,000 0.07%
41 Horrell Capital Management, Inc. 2,660 37,000 0.07%
42 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,471 34,000 0.06%
43 Creative Planning 2,475 34,000 0.06%
44 FIFTH THIRD BANCORP 1,800 25,000 0.05%
45 Kistler-Tiffany Companies, LLC 1,704 24,000 0.05%
46 BOSTON PRIVATE BANK & TRUST CO 1,650 23,000 0.04%
47 BENJAMIN F. EDWARDS & COMPANY, INC. 1,100 15,000 0.03%
48 TCI Wealth Advisors, Inc. 1,072 15,000 0.03%
49 CapWealth Advisors, LLC 900 12,000 0.02%
50 Bartlett & Co. LLC 600 8,000 0.02%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.