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DUFF & PHELPS SLCT ENGY MLP FD COM
DUFF & PHELPS SLCT ENGY MLP FD COM. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 30 Institutional holders with a total value of $15,347,715.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GUGGENHEIM CAPITAL LLC 572,531 4,471,000 29.13%
2 MORGAN STANLEY 340,267 2,657,000 17.31%
3 Koshinski Asset Management, Inc. 160,623 1,254,000 8.17%
4 DOLIVER ADVISORS, LP 156,508 1,222,000 7.96%
5 WELLS FARGO & COMPANY/MN 106,387 831,000 5.41%
6 Horizon Kinetics LLC 105,175 821,000 5.35%
7 Invesco Ltd. 90,839 709,000 4.62%
8 SIT INVESTMENT ASSOCIATES INC 85,142 665,000 4.33%
9 Cetera Advisor Networks LLC 57,098 452,000 2.95%
10 CITIGROUP INC 51,851 405,000 2.64%
11 D.A. DAVIDSON & CO. 29,300 228,000 1.49%
12 BANK OF AMERICA CORP /DE/ 28,594 223,000 1.45%
13 WEDBUSH SECURITIES INC 24,625 192,000 1.25%
14 IFC Holdings Incorporated/FL 21,273 166,000 1.08%
15 Creative Planning 18,000 141,000 0.92%
16 THOMPSON DAVIS & CO., INC. 17,147 134,000 0.87%
17 RAYMOND JAMES & ASSOCIATES 16,500 129,000 0.84%
18 Raymond James Financial Services Advisors, Inc. 15,000 117,000 0.76%
19 UBS Group AG 13,657 107,000 0.70%
20 Virtu KCG Holdings LLC 13,458 105,000 0.68%
21 LPL Financial LLC 11,784 92,000 0.60%
22 FINANCIAL COUNSELORS INC 10,000 78,000 0.51%
23 LADENBURG THALMANN FINANCIAL SERVICES INC. 5,650 44,000 0.29%
24 MOSAIC FAMILY WEALTH, LLC 4,591 36,000 0.23%
25 ROYAL BANK OF CANADA 4,413 34,000 0.22%
26 Baystate Wealth Management LLC 1,750 14,000 0.09%
27 MassMutual Private Wealth & Trust, FSB 1,500 11,715 0.08%
28 US BANCORP \DE\ 750 6,000 0.04%
29 Tower Research Capital LLC (TRC) 200 2,000 0.01%
30 BB&T INVESTMENT SERVICES, INC. 125 1,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.