| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | WYNNEFIELD CAPITAL INC | 271,365 | 1,655,000 | 94.90% | ||
| 2 | GOLDMAN SACHS GROUP INC | 10,663 | 65,000 | 3.73% | ||
| 3 | Creative Planning | 3,497 | 21,000 | 1.20% | ||
| 4 | Ground Swell Capital, LLC | 400 | 2,000 | 0.11% | ||
| 5 | Tower Research Capital LLC (TRC) | 116 | 1,000 | 0.06% | ||
| 6 | Financial Management Professionals, Inc. | 71 | 0 | 0.00% | ||
| 7 | MORGAN STANLEY | 25 | 0 | 0.00% | ||
| 8 | UBS AG | 30 | 0 | 0.00% | ||
| 9 | WELLS FARGO & COMPANY/MN | 25 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.