| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | WYNNEFIELD CAPITAL INC | 305,998 | 2,175,000 | 83.78% | ||
| 2 | EDMOND DE ROTHSCHILD (SUISSE) S.A. | 25,000 | 178,000 | 6.86% | ||
| 3 | EDMOND DE ROTHSCHILD HOLDING S.A. | 25,000 | 178,000 | 6.86% | ||
| 4 | BANK OF MONTREAL /CAN/ | 4,500 | 32,000 | 1.23% | ||
| 5 | UBS Group AG | 1,753 | 12,000 | 0.46% | ||
| 6 | Creative Planning | 1,197 | 9,000 | 0.35% | ||
| 7 | Tower Research Capital LLC (TRC) | 979 | 7,000 | 0.27% | ||
| 8 | BlackRock Investment Management, LLC | 233 | 2,000 | 0.08% | ||
| 9 | BlackRock Fund Advisors | 229 | 2,000 | 0.08% | ||
| 10 | ROBLE, BELKO & COMPANY, INC | 150 | 1,000 | 0.04% | ||
| 11 | WELLS FARGO & COMPANY/MN | 25 | 0 | 0.00% | ||
| 12 | MORGAN STANLEY | 25 | 0 | 0.00% | ||
| 13 | Financial Management Professionals, Inc. | 71 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
