| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | WYNNEFIELD CAPITAL INC | 302,298 | 1,738,000 | 84.41% | ||
| 2 | EDMOND DE ROTHSCHILD (SUISSE) S.A. | 25,000 | 141,000 | 6.85% | ||
| 3 | EDMOND DE ROTHSCHILD HOLDING S.A. | 25,000 | 141,000 | 6.85% | ||
| 4 | BANK OF MONTREAL /CAN/ | 4,500 | 26,000 | 1.26% | ||
| 5 | UBS Group AG | 1,853 | 10,000 | 0.49% | ||
| 6 | Tower Research Capital LLC (TRC) | 170 | 1,000 | 0.05% | ||
| 7 | BlackRock Investment Management, LLC | 233 | 1,000 | 0.05% | ||
| 8 | ROBLE, BELKO & COMPANY, INC | 150 | 1,000 | 0.05% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 1 | 0 | 0.00% | ||
| 10 | WELLS FARGO & COMPANY/MN | 25 | 0 | 0.00% | ||
| 11 | MORGAN STANLEY | 26 | 0 | 0.00% | ||
| 12 | Financial Management Professionals, Inc. | 71 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
