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NUVEEN TAX ADVANTAGED DIVID
NUVEEN TAX ADVANTAGED DIVID. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 34 Institutional holders with a total value of $49,664,586.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 UBS Group AG 673,396 10,875,000 21.90%
2 Advisors Asset Management, Inc. 547,929 8,849,000 17.82%
3 Invesco Ltd. 482,649 7,795,000 15.70%
4 MORGAN STANLEY 281,116 4,540,000 9.14%
5 Jacobus Wealth Management, Inc. 275,085 4,443,000 8.95%
6 COHEN & STEERS, INC. 229,882 3,713,000 7.48%
7 Shaker Financial Services, LLC 121,402 1,961,000 3.95%
8 WELLS FARGO & COMPANY/MN 96,240 1,554,000 3.13%
9 LPL Financial LLC 70,198 1,134,000 2.28%
10 FIRST TRUST ADVISORS LP 55,917 903,000 1.82%
11 Forvis Mazars Wealth Advisors, LLC 43,980 710,000 1.43%
12 PARAMETRIC PORTFOLIO ASSOCIATES LLC 37,015 598,000 1.20%
13 USCA RIA LLC 27,012 436,000 0.88%
14 FineMark National Bank & Trust 23,975 387,000 0.78%
15 Cambridge Investment Research Advisors, Inc. 18,990 307,000 0.62%
16 MSI Financial Services Inc 13,610 220,000 0.44%
17 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 13,056 210,000 0.42%
18 OPPENHEIMER & CO INC 12,700 205,000 0.41%
19 DEUTSCHE BANK AG\ 12,195 196,000 0.39%
20 ROYAL BANK OF CANADA 10,155 164,000 0.33%
21 BANK OF AMERICA CORP /DE/ 9,588 155,000 0.31%
22 NATIONAL PLANNING CORP 3,800 58,938 0.12%
23 Stratos Wealth Partners, LTD. 2,970 47,966 0.10%
24 AMERICAN INTERNATIONAL GROUP, INC. 2,519 40,682 0.08%
25 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,508 40,000 0.08%
26 OPTIMUM INVESTMENT ADVISORS 2,000 32,000 0.06%
27 Klingman & Associates, LLC 2,000 32,000 0.06%
28 Creative Planning 1,262 20,000 0.04%
29 FIFTH THIRD BANCORP 1,000 16,000 0.03%
30 Brick & Kyle, Associates 600 10,000 0.02%
31 WFG Advisors, LP 445 7,000 0.01%
32 Thomas J. Herzfeld Advisors, Inc. 150 2,000 0.00%
33 Tower Research Capital LLC (TRC) 150 2,000 0.00%
34 MUFG Americas Holdings Corp 38 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.