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NUVEEN TAX ADVANTAGED DIVID
NUVEEN TAX ADVANTAGED DIVID. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 36 Institutional holders with a total value of $32,218,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 UBS Group AG 426,036 6,326,000 19.63%
2 Invesco Ltd. 261,602 3,885,000 12.06%
3 Advisors Asset Management, Inc. 250,034 3,713,000 11.52%
4 MORGAN STANLEY 194,911 2,894,000 8.98%
5 COHEN & STEERS, INC. 192,319 2,856,000 8.86%
6 Shaker Financial Services, LLC 153,805 2,284,000 7.09%
7 Jacobus Wealth Management, Inc. 140,827 2,091,000 6.49%
8 GUGGENHEIM CAPITAL LLC 110,661 1,644,000 5.10%
9 WELLS FARGO & COMPANY/MN 105,873 1,572,000 4.88%
10 LPL Financial LLC 63,608 929,000 2.88%
11 FIRST TRUST ADVISORS LP 55,765 828,000 2.57%
12 Forvis Mazars Wealth Advisors, LLC 33,517 498,000 1.55%
13 RAYMOND JAMES & ASSOCIATES 22,008 327,000 1.01%
14 Raymond James Financial Services Advisors, Inc. 20,826 309,000 0.96%
15 Cambridge Investment Research Advisors, Inc. 20,745 308,000 0.96%
16 Cetera Advisors LLC 16,700 250,000 0.78%
17 ROYAL BANK OF CANADA 15,538 231,000 0.72%
18 MSI Financial Services Inc 14,100 209,000 0.65%
19 BANK OF AMERICA CORP /DE/ 13,923 207,000 0.64%
20 FineMark National Bank & Trust 13,127 199,000 0.62%
21 Prospera Financial Services Inc 11,250 167,000 0.52%
22 Thomas J. Herzfeld Advisors, Inc. 7,665 114,000 0.35%
23 GENEOS WEALTH MANAGEMENT INC. 5,530 82,000 0.25%
24 ADVISOR GROUP, INC. 4,119 61,000 0.19%
25 IFP ADVISORS, INC 3,272 49,000 0.15%
26 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 2,570 39,000 0.12%
27 Klingman & Associates, LLC 2,039 30,000 0.09%
28 NEXT Financial Group, Inc 1,800 27,000 0.08%
29 CITIGROUP INC 1,322 20,000 0.06%
30 Creative Planning 1,262 19,000 0.06%
31 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,188 17,000 0.05%
32 US BANCORP \DE\ 1,000 15,000 0.05%
33 Brick & Kyle, Associates 600 9,000 0.03%
34 Advisory Services Network, LLC 335 5,000 0.02%
35 PNC FINANCIAL SERVICES GROUP, INC. 178 3,000 0.01%
36 ACROSPIRE INVESTMENT MANAGEMENT LLC 100 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.