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NUVEEN TAX ADVANTAGED DIVID
NUVEEN TAX ADVANTAGED DIVID. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 39 Institutional holders with a total value of $32,708,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 UBS Group AG 410,460 5,717,000 17.48%
2 Shaker Financial Services, LLC 277,506 3,866,000 11.82%
3 Invesco Ltd. 266,257 3,709,000 11.34%
4 MORGAN STANLEY 222,792 3,104,000 9.49%
5 COHEN & STEERS, INC. 184,903 2,576,000 7.88%
6 Advisors Asset Management, Inc. 165,554 2,306,000 7.05%
7 Jacobus Wealth Management, Inc. 129,447 1,803,000 5.51%
8 GUGGENHEIM CAPITAL LLC 124,440 1,734,000 5.30%
9 WELLS FARGO & COMPANY/MN 108,925 1,518,000 4.64%
10 Laurion Capital Management LP 79,942 1,114,000 3.41%
11 FIRST TRUST ADVISORS LP 78,560 1,094,000 3.34%
12 LPL Financial LLC 63,507 893,000 2.73%
13 Forvis Mazars Wealth Advisors, LLC 33,517 467,000 1.43%
14 Cambridge Investment Research Advisors, Inc. 21,695 302,000 0.92%
15 Janney Montgomery Scott LLC 21,245 296,000 0.90%
16 Cetera Advisors LLC 20,200 283,000 0.87%
17 RAYMOND JAMES & ASSOCIATES 18,917 264,000 0.81%
18 Raymond James Financial Services Advisors, Inc. 17,000 237,000 0.72%
19 MSI Financial Services Inc 14,100 196,000 0.60%
20 ROYAL BANK OF CANADA 13,855 193,000 0.59%
21 FineMark National Bank & Trust 13,127 183,000 0.56%
22 Prospera Financial Services Inc 11,250 157,000 0.48%
23 VANTAGE FINANCIAL PARTNERS LTD., INC. 10,000 140,000 0.43%
24 BANK OF AMERICA CORP /DE/ 8,239 115,000 0.35%
25 Thomas J. Herzfeld Advisors, Inc. 7,665 107,000 0.33%
26 GENEOS WEALTH MANAGEMENT INC. 6,780 94,000 0.29%
27 ADVISOR GROUP, INC. 4,119 58,000 0.18%
28 IFP ADVISORS, INC 3,272 46,000 0.14%
29 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 2,070 29,000 0.09%
30 CITIGROUP INC 1,380 19,000 0.06%
31 Creative Planning 1,262 18,000 0.06%
32 EDGE ADVISORS, LLC 1,090 15,000 0.05%
33 US BANCORP \DE\ 1,000 14,000 0.04%
34 TRUST CO 920 13,000 0.04%
35 Brick & Kyle, Associates 600 8,000 0.02%
36 LADENBURG THALMANN FINANCIAL SERVICES INC. 551 8,000 0.02%
37 ACROSPIRE INVESTMENT MANAGEMENT LLC 500 7,000 0.02%
38 PATRIOT FINANCIAL GROUP INSURANCE AGENCY, LLC 200 3,000 0.01%
39 PNC FINANCIAL SERVICES GROUP, INC. 178 2,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.