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NUVEEN TAX ADVANTAGED DIVID
NUVEEN TAX ADVANTAGED DIVID. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 40 Institutional holders with a total value of $35,085,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MUFG Americas Holdings Corp 81 1,000 0.00%
2 PATRIOT FINANCIAL GROUP INSURANCE AGENCY, LLC 200 3,000 0.01%
3 PNC FINANCIAL SERVICES GROUP, INC. 178 3,000 0.01%
4 Advisory Services Network, LLC 342 5,000 0.01%
5 Brick & Kyle, Associates 600 9,000 0.03%
6 US BANCORP \DE\ 700 10,000 0.03%
7 LADENBURG THALMANN FINANCIAL SERVICES INC. 966 14,000 0.04%
8 EDGE ADVISORS, LLC 1,090 16,000 0.05%
9 Creative Planning 1,262 19,000 0.05%
10 CITIGROUP INC 1,380 21,000 0.06%
11 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 1,970 29,000 0.08%
12 IFP ADVISORS, INC 3,272 49,000 0.14%
13 ADVISOR GROUP, INC. 4,119 62,000 0.18%
14 WOLVERINE ASSET MANAGEMENT LLC 4,636 69,000 0.20%
15 GENEOS WEALTH MANAGEMENT INC. 6,780 101,000 0.29%
16 Thomas J. Herzfeld Advisors, Inc. 7,665 115,000 0.33%
17 BANK OF AMERICA CORP /DE/ 8,027 120,000 0.34%
18 Legacy Private Trust Co. 12,020 180,000 0.51%
19 Prospera Financial Services Inc 12,250 183,000 0.52%
20 MML INVESTORS SERVICES, INC. 13,455 201,000 0.57%
21 FineMark National Bank & Trust 15,162 227,000 0.65%
22 ROYAL BANK OF CANADA 15,655 234,000 0.67%
23 RAYMOND JAMES & ASSOCIATES 17,797 266,000 0.76%
24 Raymond James Financial Services Advisors, Inc. 19,437 290,000 0.83%
25 Cetera Advisors LLC 21,200 317,000 0.90%
26 Cambridge Investment Research Advisors, Inc. 21,695 324,000 0.92%
27 Janney Montgomery Scott LLC 27,435 410,000 1.17%
28 Forvis Mazars Wealth Advisors, LLC 33,517 501,000 1.43%
29 LPL Financial LLC 65,018 969,000 2.76%
30 FIRST TRUST ADVISORS LP 83,841 1,253,000 3.57%
31 Advisors Asset Management, Inc. 91,047 1,360,000 3.88%
32 Laurion Capital Management LP 117,325 1,753,000 5.00%
33 GUGGENHEIM CAPITAL LLC 121,869 1,821,000 5.19%
34 Jacobus Wealth Management, Inc. 124,712 1,863,000 5.31%
35 WELLS FARGO & COMPANY/MN 128,613 1,922,000 5.48%
36 COHEN & STEERS, INC. 179,271 2,678,000 7.63%
37 Invesco Ltd. 201,135 3,005,000 8.56%
38 MORGAN STANLEY 266,921 3,988,000 11.37%
39 Shaker Financial Services, LLC 310,840 4,644,000 13.24%
40 UBS Group AG 404,982 6,050,000 17.24%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.