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NUVEEN TAX ADVANTAGED DIVID
NUVEEN TAX ADVANTAGED DIVID. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 40 Institutional holders with a total value of $35,085,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 UBS Group AG 404,982 6,050,000 17.24%
2 Shaker Financial Services, LLC 310,840 4,644,000 13.24%
3 MORGAN STANLEY 266,921 3,988,000 11.37%
4 Invesco Ltd. 201,135 3,005,000 8.56%
5 COHEN & STEERS, INC. 179,271 2,678,000 7.63%
6 WELLS FARGO & COMPANY/MN 128,613 1,922,000 5.48%
7 Jacobus Wealth Management, Inc. 124,712 1,863,000 5.31%
8 GUGGENHEIM CAPITAL LLC 121,869 1,821,000 5.19%
9 Laurion Capital Management LP 117,325 1,753,000 5.00%
10 Advisors Asset Management, Inc. 91,047 1,360,000 3.88%
11 FIRST TRUST ADVISORS LP 83,841 1,253,000 3.57%
12 LPL Financial LLC 65,018 969,000 2.76%
13 Forvis Mazars Wealth Advisors, LLC 33,517 501,000 1.43%
14 Janney Montgomery Scott LLC 27,435 410,000 1.17%
15 Cambridge Investment Research Advisors, Inc. 21,695 324,000 0.92%
16 Cetera Advisors LLC 21,200 317,000 0.90%
17 Raymond James Financial Services Advisors, Inc. 19,437 290,000 0.83%
18 RAYMOND JAMES & ASSOCIATES 17,797 266,000 0.76%
19 ROYAL BANK OF CANADA 15,655 234,000 0.67%
20 FineMark National Bank & Trust 15,162 227,000 0.65%
21 MML INVESTORS SERVICES, INC. 13,455 201,000 0.57%
22 Prospera Financial Services Inc 12,250 183,000 0.52%
23 Legacy Private Trust Co. 12,020 180,000 0.51%
24 BANK OF AMERICA CORP /DE/ 8,027 120,000 0.34%
25 Thomas J. Herzfeld Advisors, Inc. 7,665 115,000 0.33%
26 GENEOS WEALTH MANAGEMENT INC. 6,780 101,000 0.29%
27 WOLVERINE ASSET MANAGEMENT LLC 4,636 69,000 0.20%
28 ADVISOR GROUP, INC. 4,119 62,000 0.18%
29 IFP ADVISORS, INC 3,272 49,000 0.14%
30 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 1,970 29,000 0.08%
31 CITIGROUP INC 1,380 21,000 0.06%
32 Creative Planning 1,262 19,000 0.05%
33 EDGE ADVISORS, LLC 1,090 16,000 0.05%
34 LADENBURG THALMANN FINANCIAL SERVICES INC. 966 14,000 0.04%
35 US BANCORP \DE\ 700 10,000 0.03%
36 Brick & Kyle, Associates 600 9,000 0.03%
37 Advisory Services Network, LLC 342 5,000 0.01%
38 PNC FINANCIAL SERVICES GROUP, INC. 178 3,000 0.01%
39 PATRIOT FINANCIAL GROUP INSURANCE AGENCY, LLC 200 3,000 0.01%
40 MUFG Americas Holdings Corp 81 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.