| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | WBI INVESTMENTS, LLC | 6,883,641 | 170,370,000 | 98.81% | ||
| 2 | LPL Financial LLC | 42,969 | 1,061,000 | 0.62% | ||
| 3 | FDx Advisors, Inc. | 22,300 | 551,000 | 0.32% | ||
| 4 | Stratos Wealth Partners, LTD. | 17,388 | 429,000 | 0.25% | ||
| 5 | AMERICAN INTERNATIONAL GROUP, INC. | 540 | 13,365 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
