| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | WBI INVESTMENTS, LLC | 5,150,726 | 122,587,000 | 58.58% | ||
| 2 | FDx Advisors, Inc. | 2,120,863 | 50,477,000 | 24.12% | ||
| 3 | ADVISOR GROUP, INC. | 955,319 | 22,736,000 | 10.87% | ||
| 4 | ENVESTNET ASSET MANAGEMENT INC | 518,854 | 12,349,000 | 5.90% | ||
| 5 | UBS Group AG | 10,676 | 254,000 | 0.12% | ||
| 6 | Cetera Advisors LLC | 10,117 | 241,000 | 0.12% | ||
| 7 | Rehmann Capital Advisory Group | 8,933 | 213,000 | 0.10% | ||
| 8 | Cambridge Investment Research Advisors, Inc. | 8,514 | 203,000 | 0.10% | ||
| 9 | ROYAL BANK OF CANADA | 3,925 | 93,000 | 0.04% | ||
| 10 | PFLUG KOORY, LLC | 3,330 | 79,000 | 0.04% | ||
| 11 | ASSETMARK, INC | 841 | 20,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
