| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | WBI INVESTMENTS, LLC | 5,600,831 | 130,611,000 | 69.95% | ||
| 2 | FDx Advisors, Inc. | 1,288,813 | 30,055,000 | 16.10% | ||
| 3 | ENVESTNET ASSET MANAGEMENT INC | 518,274 | 12,086,000 | 6.47% | ||
| 4 | LPL Financial LLC | 410,984 | 9,539,000 | 5.11% | ||
| 5 | JANE STREET GROUP, LLC | 89,147 | 2,079,000 | 1.11% | ||
| 6 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 64,633 | 1,507,000 | 0.81% | ||
| 7 | TWO SIGMA SECURITIES, LLC | 10,516 | 245,000 | 0.13% | ||
| 8 | Rehmann Capital Advisory Group | 10,206 | 238,000 | 0.13% | ||
| 9 | Stratos Wealth Partners, LTD. | 9,056 | 211,000 | 0.11% | ||
| 10 | AMERICAN INTERNATIONAL GROUP, INC. | 4,558 | 106,000 | 0.06% | ||
| 11 | UBS Group AG | 2,020 | 47,000 | 0.03% | ||
| 12 | WELLS FARGO & COMPANY/MN | 360 | 8,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.