| # | % | |||||
|---|---|---|---|---|---|---|
| 201 | NEXT Financial Group, Inc | 86 | 1,000 | 0.00% | ||
| 202 | LS Investment Advisors, LLC | 160 | 1,000 | 0.00% | ||
| 203 | Cordasco Financial Network | 150 | 1,000 | 0.00% | ||
| 204 | Financial Architects, Inc | 150 | 1,000 | 0.00% | ||
| 205 | Private Advisor Group, LLC | 100 | 0 | 0.00% | Put | |
| 206 | Tradewinds Capital Management, LLC | 55 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.