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PENGROWTH ENERGY
PENGROWTH ENERGY. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 156 Institutional holders with a total value of $387,562,458.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WEALTHFRONT CORP 101 0 0.00%
2 Cumberland Partners Ltd 113 0 0.00%
3 LS Investment Advisors, LLC 160 0 0.00%
4 Financial Architects, Inc 150 0 0.00%
5 JNBA Financial Advisors 200 0 0.00%
6 BlackRock Institutional Trust Company, N.A. 6 0 0.00%
7 Tradewinds Capital Management, LLC 55 0 0.00%
8 Simplicity Solutions, LLC 200 498 0.00%
9 BARCLAYS PLC 630 1,000 0.00%
10 Ironwood Financial, llc 377 1,000 0.00%
11 Allworth Financial LP 250 1,000 0.00%
12 SIMPLEX TRADING, LLC 500 1,000 0.00%
13 INTEGRATED WEALTH MANAGEMENT 368 1,000 0.00%
14 Parallax Volatility Advisers, L.P. 1,000 2,000 0.00% Put
15 BARCLAYS PLC 1,000 2,000 0.00% Put
16 Regal Investment Advisors LLC 1,000 2,000 0.00%
17 MACROVIEW INVESTMENT MANAGEMENT LLC 1,144 3,000 0.00%
18 Transamerica Financial Advisors, LLC 1,000 3,000 0.00%
19 Avior Wealth Management, LLC 1,200 3,000 0.00%
20 Estabrook Capital Management 1,377 3,429 0.00%
21 REILLY FINANCIAL ADVISORS, LLC 1,636 4,000 0.00%
22 Spot Trading L.L.C 1,800 4,000 0.00% Put
23 Evercore Wealth Management, LLC 1,500 4,000 0.00%
24 Gradient Investments LLC 1,645 4,000 0.00%
25 Focused Wealth Management, Inc 1,491 4,000 0.00%
26 U S GLOBAL INVESTORS INC 2,400 6,000 0.00%
27 PRENTISS SMITH & CO INC 2,750 7,000 0.00%
28 FIFTH THIRD BANCORP 2,871 7,000 0.00%
29 MassMutual Private Wealth & Trust, FSB 1,080 7,754 0.00%
30 EDMOND DE ROTHSCHILD HOLDING S.A. 3,450 9,000 0.00%
31 Zurcher Kantonalbank (Zurich Cantonalbank) 3,812 10,000 0.00%
32 Parallax Volatility Advisers, L.P. 5,000 12,000 0.00% Call
33 NEXT Financial Group, Inc 5,000 12,000 0.00%
34 FIRST MANHATTAN CO. LLC. 5,000 12,000 0.00%
35 AGRAN LIBBIE 10,000 25,000 0.01%
36 Telemetry Investments, L.L.C. 10,995 27,000 0.01%
37 MSI Financial Services Inc 10,678 27,000 0.01%
38 CITY NATIONAL BANK 11,000 27,000 0.01%
39 Stratos Wealth Partners, LTD. 11,400 28,000 0.01%
40 K.J. Harrison & Partners Inc 11,200 28,000 0.01%
41 BENNICAS & ASSOCIATES, INC. 12,072 30,000 0.01%
42 Beaumont Financial Partners, LLC 12,297 31,000 0.01%
43 Janney Montgomery Scott LLC 12,600 31,374 0.01%
44 JPMORGAN CHASE & CO 12,772 32,000 0.01%
45 Timber Hill LLC 13,182 33,000 0.01%
46 J.P. Turner & Co Capital Mnagement, LLC 13,567 34,000 0.01%
47 Bank of New York Mellon Corp 14,151 36,000 0.01%
48 Fiera Capital Corp 14,160 36,000 0.01%
49 Fisher Asset Management, LLC 16,350 41,000 0.01%
50 Grace Capital 25,703 42,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.