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PENGROWTH ENERGY
PENGROWTH ENERGY. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 126 Institutional holders with a total value of $189,829,781.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 JNBA Financial Advisors 200 0 0.00%
2 BELLWETHER INVESTMENT GROUP, LLC 194 0 0.00%
3 Financial Architects, Inc 150 0 0.00%
4 LS Investment Advisors, LLC 160 0 0.00%
5 ADIRONDACK TRUST CO 200 0 0.00%
6 Allworth Financial LP 200 0 0.00%
7 D.A. DAVIDSON & CO. 226 0 0.00%
8 JPMORGAN CHASE & CO 189 0 0.00%
9 INR ADVISORY SERVICES LLC 207 0 0.00% SH
10 NEXT Financial Group, Inc 1,000 1,000 0.00%
11 FineMark National Bank & Trust 450 1,000 0.00%
12 INTEGRATED WEALTH MANAGEMENT 368 1,000 0.00%
13 1832 Asset Management L.P. 350 1,000 0.00%
14 EDMOND DE ROTHSCHILD (SUISSE) S.A. 800 1,000 0.00%
15 Ironwood Financial, llc 377 1,000 0.00%
16 MACROVIEW INVESTMENT MANAGEMENT LLC 1,144 2,000 0.00%
17 Avior Wealth Management, LLC 860 2,000 0.00%
18 Focused Wealth Management, Inc 1,121 2,000 0.00%
19 TORONTO DOMINION BANK 1,000 2,000 0.00% Put
20 SIMPLEX TRADING, LLC 2,000 3,000 0.00%
21 Evercore Wealth Management, LLC 1,500 3,000 0.00%
22 PNC FINANCIAL SERVICES GROUP, INC. 1,800 3,000 0.00%
23 Advisory Services Network, LLC 1,500 3,000 0.00%
24 ARCADIA INVESTMENT MANAGEMENT CORP/MI 2,500 5,000 0.00%
25 TORONTO DOMINION BANK 2,500 5,000 0.00% Call
26 EDMOND DE ROTHSCHILD HOLDING S.A. 3,450 6,000 0.00%
27 WOLVERINE TRADING LP /BD 38 6,992 0.00% Put
28 BlackRock Investment Management, LLC 5,000 9,000 0.00%
29 FIRST MANHATTAN CO. LLC. 5,000 9,000 0.00%
30 Spot Trading L.L.C 6,500 12,000 0.01% Put
31 WOLVERINE TRADING LP /BD 7,387 13,592 0.01%
32 BARCLAYS PLC 7,600 14,000 0.01%
33 LADENBURG THALMANN FINANCIAL SERVICES INC. 9,315 17,000 0.01%
34 Engineers Gate Manager LP 10,000 18,000 0.01%
35 ALLIANCEBERNSTEIN L.P. 10,438 19,000 0.01%
36 Fisher Asset Management, LLC 11,000 19,000 0.01%
37 K.J. Harrison & Partners Inc 11,200 20,000 0.01%
38 FAS Wealth Partners, Inc. 11,200 21,000 0.01% PRN
39 MSI Financial Services Inc 11,440 21,000 0.01%
40 BARCLAYS PLC 11,900 22,000 0.01% Put
41 Sequoia Financial Advisors, LLC 12,259 23,000 0.01%
42 GEODE CAPITAL MANAGEMENT, LLC 12,932 23,000 0.01%
43 Timber Hill LLC 13,182 24,000 0.01%
44 WFG Advisors, LP 13,006 24,000 0.01%
45 Cubist Systematic Strategies, LLC 13,865 25,000 0.01%
46 CIBC BANK USA 14,000 26,000 0.01%
47 Zurcher Kantonalbank (Zurich Cantonalbank) 14,858 27,000 0.01%
48 CITIGROUP INC 15,100 28,000 0.01%
49 OPPENHEIMER & CO INC 15,327 29,000 0.02%
50 HighTower Advisors, LLC 16,000 29,000 0.02%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.