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PENGROWTH ENERGY
PENGROWTH ENERGY. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 124 Institutional holders with a total value of $161,339,972.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Financial Architects, Inc 150 0 0.00%
2 INR ADVISORY SERVICES LLC 207 0 0.00%
3 PRELUDE CAPITAL MANAGEMENT, LLC 100 0 0.00%
4 D.A. DAVIDSON & CO. 226 0 0.00%
5 FIFTH THIRD BANCORP 35 0 0.00%
6 LS Investment Advisors, LLC 160 0 0.00%
7 Allworth Financial LP 200 0 0.00%
8 INTEGRATED WEALTH MANAGEMENT 368 1,000 0.00%
9 SEI INVESTMENTS CO 900 1,000 0.00%
10 EDMOND DE ROTHSCHILD (SUISSE) S.A. 800 1,000 0.00%
11 1832 Asset Management L.P. 350 1,000 0.00%
12 Ironwood Financial, llc 377 1,000 0.00%
13 Focused Wealth Management, Inc 1,121 2,000 0.00%
14 Advisory Services Network, LLC 1,500 2,000 0.00%
15 MACROVIEW INVESTMENT MANAGEMENT LLC 1,144 2,000 0.00%
16 TORONTO DOMINION BANK 1,000 2,000 0.00% Put
17 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 2,000 3,000 0.00%
18 PNC FINANCIAL SERVICES GROUP, INC. 1,975 3,000 0.00%
19 BARCLAYS PLC 2,400 4,000 0.00% Put
20 TORONTO DOMINION BANK 2,500 4,000 0.00% Call
21 Evercore Wealth Management, LLC 3,200 5,000 0.00%
22 ASSET DEDICATION, LLC 3,140 5,000 0.00%
23 EDMOND DE ROTHSCHILD HOLDING S.A. 3,450 5,000 0.00%
24 NEXT Financial Group, Inc 4,287 7,000 0.00%
25 FIRST MANHATTAN CO. LLC. 5,000 7,000 0.00%
26 WOLVERINE ASSET MANAGEMENT LLC 6,500 10,000 0.01% Put
27 BARCLAYS PLC 7,600 12,000 0.01%
28 LADENBURG THALMANN FINANCIAL SERVICES INC. 8,179 13,000 0.01%
29 RIVERHEAD CAPITAL MANAGEMENT LLC 8,900 14,000 0.01%
30 SCHAFER CULLEN CAPITAL MANAGEMENT INC 10,260 16,000 0.01%
31 MSI Financial Services Inc 10,633 17,000 0.01%
32 ALLIANCEBERNSTEIN L.P. 10,438 17,000 0.01%
33 Fisher Asset Management, LLC 11,000 17,000 0.01%
34 FAS Wealth Partners, Inc. 11,200 18,000 0.01% PRN
35 GROUP ONE TRADING LLC 11,851 19,000 0.01%
36 Sequoia Financial Advisors, LLC 12,259 19,000 0.01%
37 WFG Advisors, LP 13,006 21,000 0.01%
38 CIBC BANK USA 14,000 22,000 0.01%
39 Zurcher Kantonalbank (Zurich Cantonalbank) 14,858 23,000 0.01%
40 TWO SIGMA ADVISERS, LP 14,700 23,000 0.01%
41 OPPENHEIMER & CO INC 15,327 24,000 0.01%
42 CITADEL ADVISORS LLC 16,100 26,000 0.02% Call
43 AMERIPRISE FINANCIAL INC 18,512 29,000 0.02%
44 Spot Trading L.L.C 18,200 29,000 0.02% Put
45 HighTower Advisors, LLC 18,348 29,000 0.02%
46 J.P. Morgan Private Wealth Advisors LLC 19,560 31,000 0.02%
47 Cambridge Investment Research Advisors, Inc. 19,210 31,000 0.02%
48 INVESTMENT CENTERS OF AMERICA INC 20,766 33,000 0.02%
49 Bank of New York Mellon Corp 21,985 35,000 0.02%
50 WealthTrust Fairport, LLC 22,234 35,000 0.02%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.