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PENGROWTH ENERGY
PENGROWTH ENERGY. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 133 Institutional holders with a total value of $136,566,341.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Allworth Financial LP 200 0 0.00%
2 LEE FINANCIAL CORP 100 0 0.00%
3 BELLWETHER INVESTMENT GROUP, LLC 194 0 0.00%
4 INR ADVISORY SERVICES LLC 207 0 0.00%
5 Financial Architects, Inc 150 0 0.00%
6 PRELUDE CAPITAL MANAGEMENT, LLC 200 0 0.00%
7 LS Investment Advisors, LLC 160 0 0.00%
8 D.A. DAVIDSON & CO. 226 0 0.00%
9 SEI INVESTMENTS CO 900 1,000 0.00%
10 Ironwood Financial, llc 377 1,000 0.00%
11 1832 Asset Management L.P. 583 1,000 0.00%
12 Focused Wealth Management, Inc 1,121 2,000 0.00%
13 EDGE ADVISORS, LLC 1,500 2,000 0.00%
14 MACROVIEW INVESTMENT MANAGEMENT LLC 1,143 2,000 0.00%
15 Evercore Wealth Management, LLC 1,500 2,000 0.00%
16 BARCLAYS PLC 1,500 2,000 0.00% Put
17 ASSET DEDICATION, LLC 3,140 4,000 0.00%
18 EDMOND DE ROTHSCHILD HOLDING S.A. 3,450 5,000 0.00%
19 NOMURA ASSET MANAGEMENT CO LTD 3,400 5,000 0.00%
20 PNC FINANCIAL SERVICES GROUP, INC. 3,975 6,000 0.00%
21 NEXT Financial Group, Inc 4,287 6,000 0.00%
22 FIRST MANHATTAN CO. LLC. 5,000 7,000 0.01%
23 WOLVERINE ASSET MANAGEMENT LLC 6,500 9,000 0.01% Put
24 INDEPENDENT ADVISOR ALLIANCE 8,300 10,707 0.01%
25 TYERS ASSET MANAGEMENT LLC 8,016 11,000 0.01%
26 RIVERHEAD CAPITAL MANAGEMENT LLC 8,900 13,000 0.01%
27 Spot Trading L.L.C 10,000 14,000 0.01% Call
28 LADENBURG THALMANN FINANCIAL SERVICES INC. 9,179 14,000 0.01%
29 WOLVERINE TRADING LP /BD 10,541 15,000 0.01%
30 SCHAFER CULLEN CAPITAL MANAGEMENT INC 10,260 15,000 0.01%
31 Fisher Asset Management, LLC 11,000 16,000 0.01%
32 ELKFORK PARTNERS LLC 11,022 16,000 0.01%
33 BNP PARIBAS FINANCIAL MARKETS 8,262 16,634 0.01%
34 MSI Financial Services Inc 12,252 17,000 0.01%
35 Beaumont Financial Partners, LLC 12,966 18,000 0.01%
36 WFG Advisors, LP 13,006 18,000 0.01%
37 CIBC BANK USA 14,000 20,000 0.01%
38 SEARLE & CO. 13,920 20,000 0.01%
39 MEADOW CREEK INVESTMENT MANAGEMENT LLC 14,028 20,000 0.01%
40 FineMark National Bank & Trust 14,500 21,000 0.02%
41 Alpha Cubed Investments, LLC 15,000 21,000 0.02%
42 NORTHERN TRUST CORP 14,700 21,000 0.02%
43 Zurcher Kantonalbank (Zurich Cantonalbank) 14,858 21,000 0.02%
44 BARCLAYS PLC 15,800 22,000 0.02% Call
45 AMERIPRISE FINANCIAL INC 15,312 22,000 0.02%
46 Spot Trading L.L.C 16,236 23,000 0.02%
47 VERSOR INVESTMENTS LP 16,353 23,000 0.02%
48 GROUP ONE TRADING LLC 16,485 23,000 0.02%
49 GLEN HARBOR CAPITAL MANAGEMENT LLC 17,034 24,000 0.02%
50 Spot Trading L.L.C 16,700 24,000 0.02% Put
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.