Dark
Light
System
Security
PENNANTPARK INVT CORP
PENNANTPARK INVT CORP. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 142 Institutional holders with a total value of $274,466,861.
#
Manager Name
Shares
Value ($)
%
Options
Notes
101 HL FINANCIAL SERVICES LLC 13,032 124,000 0.05%
102 NORTHERN CAPITAL MANAGEMENT LLC 12,508 119,000 0.04%
103 SUMIT CAPITAL, LLC 11,969 114,000 0.04%
104 WEDBUSH SECURITIES INC 11,879 113,000 0.04%
105 Evercore Wealth Management, LLC 11,000 105,000 0.04%
106 Timber Hill LLC 10,919 104,000 0.04%
107 Cetera Advisors LLC 10,533 101,000 0.04%
108 HM PAYSON & CO 10,142 97,000 0.04%
109 WESTPORT RESOURCES MANAGEMENT INC 9,982 95,000 0.03%
110 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 10,000 95,000 0.03%
111 PEAK6 Group LLC 9,800 93,000 0.03% Put
112 PEAK6 Group LLC 9,000 86,000 0.03% Call
113 D.A. DAVIDSON & CO. 5,532 52,000 0.02%
114 PineBridge Investments, L.P. 5,166 49,000 0.02%
115 PEAK6 Group LLC 4,994 48,000 0.02%
116 AllSquare Wealth Management LLC 5,000 48,000 0.02%
117 PATHSTONE FAMILY OFFICE, LLC 4,764 45,000 0.02%
118 Creative Planning 4,148 40,000 0.01%
119 BESSEMER GROUP INC 4,000 38,000 0.01%
120 FIRST MERCANTILE TRUST CO 3,596 34,000 0.01%
121 FIRST MANHATTAN CO. LLC. 3,000 28,000 0.01%
122 BOSTON PRIVATE BANK & TRUST CO 2,500 24,000 0.01%
123 Winslow, Evans & Crocker, Inc. 2,500 23,826 0.01%
124 Stratos Wealth Partners, LTD. 2,500 23,825 0.01%
125 Transamerica Financial Advisors, LLC 2,213 22,000 0.01%
126 HOWE & RUSLING INC 2,000 19,000 0.01%
127 MUFG Americas Holdings Corp 2,000 19,000 0.01%
128 Tower Research Capital LLC (TRC) 1,773 17,000 0.01%
129 Klingman & Associates, LLC 1,538 14,000 0.01%
130 B. Riley Wealth Management, Inc. 1,500 14,000 0.01%
131 JBF Capital, Inc. 1,405 13,000 0.00%
132 PRENTISS SMITH & CO INC 1,300 12,000 0.00%
133 Highlander Capital Management, LLC 1,250 12,000 0.00%
134 Vantage Investment Advisors, LLC 1,000 10,000 0.00%
135 OLD SECOND NATIONAL BANK OF AURORA 1,000 10,000 0.00%
136 FIFTH THIRD BANCORP 1,000 10,000 0.00%
137 DUNCKER STREETT & CO INC 476 5,000 0.00%
138 Regal Investment Advisors LLC 500 5,000 0.00%
139 Gary Goldberg Planning Services Inc 500 5,000 0.00%
140 WFG Advisors, LP 289 3,000 0.00%
141 PIEDMONT INVESTMENT ADVISORS INC 47 447 0.00%
142 PNC FINANCIAL SERVICES GROUP, INC. 30 0 0.00%
Page 3 of 3

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.