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PIMCO CORPORATE INCOME OPP
PIMCO CORPORATE INCOME OPP. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 84 Institutional holders with a total value of $69,830,939.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 LPL Financial LLC 480,980 7,648,000 10.95%
2 COHEN & STEERS, INC. 470,614 7,483,000 10.72%
3 Invesco Ltd. 446,542 7,100,000 10.17%
4 MORGAN STANLEY 419,514 6,670,000 9.55%
5 UBS Group AG 275,472 4,380,000 6.27%
6 Index Management Solutions, LLC 185,985 2,957,000 4.23%
7 JANUS HENDERSON INVESTORS US LLC 173,299 2,755,000 3.95%
8 BANK OF AMERICA CORP /DE/ 169,949 2,702,000 3.87%
9 NATIONAL PLANNING CORP 116,653 1,948,103 2.79%
10 Capital Investment Advisors, LLC 119,747 1,904,000 2.73%
11 OPPENHEIMER & CO INC 107,084 1,702,000 2.44%
12 ADVISORY RESEARCH INC 106,102 1,687,000 2.42%
13 Commonwealth Equity Services, Inc 82,112 1,306,000 1.87%
14 MSI Financial Services Inc 72,198 1,148,000 1.64%
15 Private Advisor Group, LLC 71,621 1,139,000 1.63%
16 SG Americas Securities, LLC 71,190 1,132,000 1.62%
17 ROYAL BANK OF CANADA 68,264 1,086,000 1.56%
18 D.A. DAVIDSON & CO. 57,037 906,000 1.30%
19 LADENBURG THALMANN FINANCIAL SERVICES INC. 56,456 898,000 1.29%
20 CITIGROUP INC 44,488 707,000 1.01%
21 Apex Capital Management 36,232 576,000 0.82%
22 AMERICAN INTERNATIONAL GROUP, INC. 35,863 570,221 0.82%
23 Texas Yale Capital Corp. 33,200 528,000 0.76%
24 AMERIPRISE FINANCIAL INC 32,919 523,000 0.75%
25 Horizon Kinetics LLC 31,914 507,000 0.73%
26 GOLDMAN SACHS GROUP INC 31,487 501,000 0.72%
27 Sigma Planning Corp 30,523 485,000 0.69%
28 Investors Capital Advisory Services 29,574 470,000 0.67%
29 WELLS FARGO & COMPANY/MN 28,133 447,000 0.64%
30 GOULD ASSET MANAGEMENT LLC /CA/ 23,228 369,000 0.53%
31 Homrich & Berg 21,385 340,000 0.49%
32 First Allied Advisory Services, Inc. 20,628 325,000 0.47%
33 PNC FINANCIAL SERVICES GROUP, INC. 20,036 319,000 0.46%
34 Virtu KCG Holdings LLC 19,633 312,000 0.45%
35 NWAM LLC 18,900 301,000 0.43%
36 Cambridge Investment Research Advisors, Inc. 18,394 292,000 0.42%
37 REGIONS FINANCIAL CORP 18,200 289,000 0.41%
38 Janney Montgomery Scott LLC 18,050 286,995 0.41%
39 KEYBANK NATIONAL ASSOCIATION/OH 18,000 286,000 0.41%
40 Tower Research Capital LLC (TRC) 17,800 283,000 0.41%
41 LUCAS CAPITAL MANAGEMENT 17,700 281,000 0.40%
42 RAYMOND JAMES & ASSOCIATES 17,294 275,000 0.39%
43 REILLY FINANCIAL ADVISORS, LLC 16,152 257,000 0.37%
44 SUNTRUST BANKS INC 15,886 252,000 0.36%
45 Neuberger Berman Group LLC 15,400 244,000 0.35%
46 JANE STREET GROUP, LLC 15,200 242,000 0.35%
47 Focused Wealth Management, Inc 15,202 242,000 0.35%
48 Essex Financial Services, Inc. 13,832 220,000 0.32%
49 SIGNET FINANCIAL MANAGEMENT, LLC 13,275 211,000 0.30%
50 STIFEL FINANCIAL CORP 13,070 208,000 0.30%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.