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PIMCO CORPORATE INCOME OPP
PIMCO CORPORATE INCOME OPP. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 83 Institutional holders with a total value of $73,735,036.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 845,369 11,278,000 15.30%
2 LPL Financial LLC 714,667 9,805,000 13.30%
3 COHEN & STEERS, INC. 519,028 6,924,000 9.39%
4 Invesco Ltd. 476,003 6,350,000 8.61%
5 UBS Group AG 290,094 3,870,000 5.25%
6 Vident Investment Advisory, LLC 207,511 2,768,000 3.75%
7 ROYAL BANK OF CANADA 198,636 2,650,000 3.59%
8 BANK OF AMERICA CORP /DE/ 142,477 1,900,000 2.58%
9 NATIONAL PLANNING CORP 134,049 1,736,000 2.35%
10 Squarepoint Ops LLC 118,962 1,587,000 2.15%
11 Capital Investment Advisors, LLC 116,716 1,557,000 2.11%
12 STIFEL FINANCIAL CORP 11,170 1,470,000 1.99%
13 IFP ADVISORS, INC 97,901 1,306,000 1.77%
14 ROBINSON CAPITAL MANAGEMENT, LLC 92,183 1,230,000 1.67%
15 MSI Financial Services Inc 92,139 1,229,000 1.67%
16 PNC FINANCIAL SERVICES GROUP, INC. 87,179 1,162,000 1.58%
17 Commonwealth Equity Services, Inc 83,087 1,108,000 1.50%
18 CETERA INVESTMENT ADVISERS 76,576 1,022,000 1.39%
19 Curi Capital, LLC 68,570 915,000 1.24%
20 SG Americas Securities, LLC 65,960 880,000 1.19%
21 ADVISORY RESEARCH INC 53,797 718,000 0.97%
22 Homrich & Berg 49,845 665,000 0.90%
23 AMERIPRISE FINANCIAL INC 45,840 612,000 0.83%
24 Raymond James Financial Services Advisors, Inc. 45,585 608,000 0.82%
25 LADENBURG THALMANN FINANCIAL SERVICES INC. 43,907 586,000 0.79%
26 GUGGENHEIM CAPITAL LLC 43,236 577,000 0.78%
27 DOLIVER ADVISORS, LP 41,000 547,000 0.74%
28 AMERICAN INTERNATIONAL GROUP, INC. 37,509 501,000 0.68%
29 Texas Yale Capital Corp. 34,975 467,000 0.63%
30 Virtu KCG Holdings LLC 34,178 456,000 0.62%
31 Sigma Planning Corp 31,022 414,000 0.56%
32 GOULD ASSET MANAGEMENT LLC /CA/ 30,682 409,000 0.55%
33 Private Advisor Group, LLC 30,334 405,000 0.55%
34 D.A. DAVIDSON & CO. 28,607 381,000 0.52%
35 Horizon Kinetics LLC 23,706 316,000 0.43%
36 First Allied Advisory Services, Inc. 22,435 300,000 0.41%
37 WELLS FARGO & COMPANY/MN 22,157 296,000 0.40%
38 Laurion Capital Management LP 20,617 275,000 0.37%
39 SRH ADVISORS, LLC 20,000 267,000 0.36%
40 NWAM LLC 18,200 243,000 0.33%
41 Janney Montgomery Scott LLC 18,150 242,000 0.33%
42 CITIGROUP INC 17,777 237,000 0.32%
43 LUCAS CAPITAL MANAGEMENT 17,700 236,000 0.32%
44 Investors Capital Advisory Services 17,457 232,000 0.31%
45 OPPENHEIMER & CO INC 15,734 210,000 0.28%
46 GIRARD SECURITIES, INC. 14,753 196,000 0.27%
47 Cetera Advisor Networks LLC 14,486 193,000 0.26%
48 KEYBANK NATIONAL ASSOCIATION/OH 14,215 190,000 0.26%
49 REILLY FINANCIAL ADVISORS, LLC 13,400 179,000 0.24%
50 HighTower Advisors, LLC 12,133 160,000 0.22%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.