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PIMCO CORPORATE OPPORTUN
PIMCO CORPORATE OPPORTUN. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 78 Institutional holders with a total value of $91,555,386.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 Sigma Planning Corp 31,845 465,000 0.51%
52 Texas Yale Capital Corp. 34,975 511,000 0.56%
53 Laurion Capital Management LP 37,844 553,000 0.60%
54 ADVISOR GROUP, INC. 39,431 576,000 0.63%
55 Fiera Capital Corp 43,488 635,000 0.69%
56 Raymond James Financial Services Advisors, Inc. 48,744 712,000 0.78%
57 MSI Financial Services Inc 49,613 725,000 0.79%
58 AMERIPRISE FINANCIAL INC 51,971 772,000 0.84%
59 ROYAL BANK OF CANADA 58,832 859,000 0.94%
60 Cetera Advisor Networks LLC 62,848 918,000 1.00%
61 GUGGENHEIM CAPITAL LLC 73,543 1,074,000 1.17%
62 Sterling Global Strategies LLC 16,276 1,114,000 1.22%
63 Homrich & Berg 89,020 1,301,000 1.42%
64 PNC FINANCIAL SERVICES GROUP, INC. 96,637 1,412,000 1.54%
65 CETERA INVESTMENT ADVISERS 101,474 1,483,000 1.62%
66 LADENBURG THALMANN FINANCIAL SERVICES INC. 110,209 1,611,000 1.76%
67 IFP ADVISORS, INC 118,535 1,732,000 1.89%
68 Curi Capital, LLC 127,165 1,858,000 2.03%
69 BANK OF AMERICA CORP /DE/ 132,551 1,937,000 2.12%
70 ADVISORY RESEARCH INC 112,095 2,024,000 2.21%
71 Commonwealth Equity Services, Inc 156,367 2,285,000 2.50%
72 NATIONAL PLANNING CORP 208,851 3,016,000 3.29%
73 Vident Investment Advisory, LLC 280,741 4,102,000 4.48%
74 Invesco Ltd. 463,723 6,775,000 7.40%
75 MORGAN STANLEY 499,425 7,296,000 7.97%
76 COHEN & STEERS, INC. 637,939 9,320,000 10.18%
77 LPL Financial LLC 719,622 10,672,000 11.66%
78 UBS Group AG 1,174,698 17,163,000 18.75%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.