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PIMCO ETF TR
PIMCO ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 179 Institutional holders with a total value of $1,758,393,271.
#
Manager Name
Shares
Value ($)
%
Options
Notes
101 Creative Planning 5,705 575,000 0.03%
102 Neuberger Berman Group LLC 5,700 574,000 0.03%
103 Gilman Hill Asset Management, LLC 5,650 570,000 0.03%
104 CKW FINANCIAL GROUP 5,641 569,000 0.03%
105 Cordasco Financial Network 5,605 565,000 0.03%
106 SIGNET FINANCIAL MANAGEMENT, LLC 5,478 552,000 0.03%
107 NTV ASSET MANAGEMENT LLC 5,450 549,000 0.03%
108 Modera Wealth Management, LLC 5,267 531,000 0.03%
109 M&T BANK CORP 4,975 502,000 0.03%
110 CIM INVESTMENT MANAGEMENT INC 4,700 474,000 0.03%
111 Private Advisor Group, LLC 4,598 464,000 0.03%
112 NEXT Financial Group, Inc 4,459 450,000 0.03%
113 Moors & Cabot, Inc. 4,422 447,000 0.03%
114 Fisher Asset Management, LLC 4,229 426,000 0.02%
115 A. D. Beadell Investment Counsel, Inc. 4,200 423,000 0.02%
116 RELIANCE TRUST CO 4,057 409,000 0.02%
117 Hilltop Holdings Inc. 3,830 386,000 0.02%
118 D.A. DAVIDSON & CO. 3,823 384,000 0.02%
119 BANK HAPOALIM BM 3,625 366,000 0.02%
120 SMITH, MOORE & CO. 3,502 353,000 0.02%
121 Koshinski Asset Management, Inc. 3,442 347,000 0.02%
122 SUSQUEHANNA INTERNATIONAL GROUP, LLP 3,400 343,000 0.02% Put
123 Yellowstone Partners, LLC 3,221 325,000 0.02%
124 Traynor Capital Management, Inc. 3,228 325,000 0.02%
125 RELIANCE TRUST CO OF DELAWARE 3,202 323,000 0.02%
126 HighTower Advisors, LLC 3,062 309,000 0.02%
127 Pinnacle Advisory Group, Inc. 3,035 306,000 0.02%
128 KELLEHER FINANCIAL ADVISORS 2,936 296,000 0.02%
129 US BANCORP \DE\ 2,854 288,000 0.02%
130 Summit Asset Management, LLC 2,824 285,000 0.02%
131 WHITTIER TRUST CO OF NEVADA INC 2,825 285,000 0.02%
132 Gradient Investments LLC 2,712 273,000 0.02%
133 EXENCIAL WEALTH ADVISORS, LLC 2,563 259,000 0.01%
134 WHITTIER TRUST CO 2,394 241,000 0.01%
135 Freedom Investment Management, Inc. 2,334 235,000 0.01%
136 CIBC WORLD MARKET INC. 2,276 229,000 0.01%
137 SNS Financial Group, LLC 2,246 226,000 0.01%
138 NEW ENGLAND SECURITIES CORP /MA/ 2,128 215,000 0.01%
139 3D ASSET MANAGEMENT, INC 2,127 214,000 0.01%
140 CITY NATIONAL BANK 2,083 210,000 0.01%
141 MSI Financial Services Inc 2,007 202,000 0.01%
142 Exchange Capital Management, Inc. 1,900 196,000 0.01%
143 MUFG Americas Holdings Corp 1,916 193,000 0.01%
144 Shamrock Asset Management LLC 1,898 191,000 0.01%
145 CAPITAL GUARDIAN TRUST CO 1,700 171,000 0.01%
146 WASHINGTON TRUST BANK 1,674 169,000 0.01%
147 Simplicity Solutions, LLC 1,577 159,030 0.01%
148 Parasol Investment Management, LLC 1,389 140,000 0.01%
149 NewSquare Capital LLC 1,372 138,000 0.01%
150 Capital Advisors, Ltd. LLC 1,128 114,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.