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PIMCO ETF TR
PIMCO ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 173 Institutional holders with a total value of $1,282,956,068.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Strategic Capital Alternatives LLC 3 0 0.00%
2 NORTHWESTERN MUTUAL INVESTMENT SERVICES LLC 3 0 0.00%
3 Parallax Volatility Advisers, L.P. 1 0 0.00%
4 Tower Research Capital LLC (TRC) 7 1,000 0.00%
5 Sandy Spring Bank 15 1,000 0.00%
6 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 25 2,000 0.00%
7 SEI INVESTMENTS CO 35 3,000 0.00%
8 BANK OF MONTREAL /CAN/ 40 4,000 0.00%
9 INTEGRATED WEALTH MANAGEMENT 45 4,000 0.00%
10 RISK PARADIGM GROUP, LLC 50 4,731 0.00%
11 Madden Advisory Services, Inc. 62 5,000 0.00%
12 Vantage Investment Advisors, LLC 51 5,000 0.00%
13 CITY HOLDING CO 100 9,000 0.00%
14 Ironwood Financial, llc 99 9,000 0.00%
15 Winfield Associates, Inc. 95 9,000 0.00%
16 Highlander Capital Management, LLC 114 10,000 0.00%
17 GUPTA WEALTH MANAGEMENT LLC 135 13,000 0.00%
18 Advisory Services Network, LLC 194 18,000 0.00%
19 Brookstone Capital Management 207 20,000 0.00%
20 Argentus Capital Management, LLC 237 22,000 0.00%
21 CAPTRUST FINANCIAL ADVISORS 287 27,000 0.00%
22 Regal Investment Advisors LLC 300 28,000 0.00%
23 WASHINGTON TRUST BANK 307 29,000 0.00%
24 Klingman & Associates, LLC 359 33,000 0.00%
25 Hudock, Inc. 366 34,000 0.00%
26 NEXT Financial Group, Inc 450 42,000 0.00%
27 Carroll Financial Associates, Inc. 450 43,000 0.00%
28 EDMOND DE ROTHSCHILD HOLDING S.A. 593 56,000 0.00%
29 EDMOND DE ROTHSCHILD (SUISSE) S.A. 593 56,000 0.00%
30 ATWOOD & PALMER INC 629 60,000 0.00%
31 FLOW TRADERS U.S. LLC 820 78,000 0.01%
32 Simplicity Solutions, LLC 965 91,337 0.01%
33 Burt Wealth Advisors 1,235 116,000 0.01%
34 NewSquare Capital LLC 1,372 130,000 0.01%
35 Compagnie Lombard Odier SCmA 1,550 147,000 0.01%
36 Shamrock Asset Management LLC 1,674 158,000 0.01%
37 MUFG Americas Holdings Corp 1,750 165,000 0.01%
38 Focused Wealth Management, Inc 2,012 190,000 0.01%
39 WHITTIER TRUST CO OF NEVADA INC 2,100 199,000 0.02%
40 Modera Wealth Management, LLC 2,125 201,000 0.02%
41 SIGNET FINANCIAL MANAGEMENT, LLC 2,351 222,000 0.02%
42 WHITTIER TRUST CO 2,354 223,000 0.02%
43 Linscomb Wealth, Inc. 2,500 237,000 0.02%
44 D.A. DAVIDSON & CO. 2,526 238,000 0.02%
45 CITY NATIONAL BANK 2,612 247,000 0.02%
46 US BANCORP \DE\ 2,630 249,000 0.02%
47 Stratos Wealth Partners, LTD. 2,682 254,000 0.02%
48 Cordasco Financial Network 2,755 261,000 0.02%
49 Private Advisor Group, LLC 2,793 264,000 0.02%
50 Summit Asset Management, LLC 2,824 267,000 0.02%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.