Dark
Light
System
Security
PIMCO ETF TR
PIMCO ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 160 Institutional holders with a total value of $1,324,410,645.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 NEXT Financial Group, Inc 6 0 0.00%
2 WFG Advisors, LP 4 0 0.00%
3 Parallax Volatility Advisers, L.P. 1 0 0.00%
4 Winslow, Evans & Crocker, Inc. 4 292 0.00%
5 INTEGRATED WEALTH MANAGEMENT 6 1,000 0.00%
6 Advisory Services Network, LLC 16 2,000 0.00%
7 Apriem Advisors 41 4,000 0.00%
8 SEI INVESTMENTS CO 47 5,000 0.00%
9 KELMAN-LAZAROV, INC. 78 7,532 0.00%
10 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 96 9,000 0.00%
11 WOLVERINE TRADING LP /BD 1 9,645 0.00% Call
12 WHITTIER TRUST CO OF NEVADA INC 100 10,000 0.00%
13 Highlander Capital Management, LLC 114 11,000 0.00%
14 Financial Architects, Inc 125 12,000 0.00%
15 RPG FAMILY WEALTH ADVISORY, LLC 200 19,312 0.00%
16 WOLVERINE TRADING LP /BD 218 21,026 0.00%
17 Exchange Capital Management, Inc. 235 23,000 0.00%
18 REILLY FINANCIAL ADVISORS, LLC 250 24,000 0.00%
19 FIFTH THIRD BANCORP 254 25,000 0.00%
20 BANK OF MONTREAL /CAN/ 275 27,000 0.00%
21 MUFG Americas Holdings Corp 353 34,000 0.00%
22 NEWFOUND RESEARCH LLC 390 38,000 0.00%
23 Carroll Financial Associates, Inc. 450 43,000 0.00%
24 WHITTIER TRUST CO 658 64,000 0.00%
25 Hudock, Inc. 716 69,000 0.01%
26 ADVOCACY WEALTH MANAGEMENT SERVICES, LLC 1,141 110,000 0.01%
27 Cordasco Financial Network 1,250 121,000 0.01%
28 NewSquare Capital LLC 1,372 133,000 0.01%
29 Gradient Investments LLC 1,639 159,000 0.01%
30 MACROVIEW INVESTMENT MANAGEMENT LLC 1,874 181,000 0.01%
31 Focused Wealth Management, Inc 2,033 197,000 0.01%
32 HL FINANCIAL SERVICES LLC 2,087 202,000 0.02%
33 Livingston Group Asset Management CO (operating as Southport Capital Management) 2,267 220,000 0.02%
34 BANK HAPOALIM BM 2,375 230,000 0.02%
35 KELLEHER FINANCIAL ADVISORS 2,404 232,000 0.02%
36 Linscomb Wealth, Inc. 2,500 239,000 0.02%
37 JOHNSON INVESTMENT COUNSEL INC 2,600 251,000 0.02%
38 STRATEGIC FINANCIAL GROUP, LLC 2,630 255,000 0.02%
39 ANCHOR INVESTMENT MANAGEMENT, LLC 2,663 257,838 0.02%
40 HighTower Advisors, LLC 2,686 260,000 0.02%
41 SIGNATUREFD, LLC 2,780 269,000 0.02%
42 ROWLAND CARMICHAEL ADVISORS INC /ADV 2,982 289,000 0.02%
43 Concert Wealth Management Inc. 2,967 290,000 0.02%
44 Investors Capital Advisory Services 3,179 307,000 0.02%
45 SMITH, MOORE & CO. 3,192 309,000 0.02%
46 M&T BANK CORP 3,270 317,000 0.02%
47 Argent Trust Co 3,296 319,000 0.02%
48 US BANCORP \DE\ 3,325 323,000 0.02%
49 Argentus Capital Management, LLC 3,347 324,000 0.02%
50 AMERICAN ECONOMIC PLANNING GROUP INC /ADV 3,477 334,000 0.03%
Page 1 of 4

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.