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PIMCO ETF TR
PIMCO ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 40 Institutional holders with a total value of $67,840,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 CUTLER GROUP LLC / CA 100 0 0.00% Call
3 IFP ADVISORS, INC 10 1,000 0.00%
4 Transamerica Financial Advisors, LLC 1 1,000 0.00%
5 Gradient Investments LLC 8 1,000 0.00%
6 NewSquare Capital LLC 40 5,000 0.01%
7 BlackRock Finance, Inc. 78 11,000 0.02%
8 BTS Asset Management, Inc. 90 12,000 0.02%
9 Mariner, LLC 128 17,000 0.03%
10 Creative Planning 126 17,000 0.03%
11 LADENBURG THALMANN FINANCIAL SERVICES INC. 210 29,000 0.04%
12 NEXT Financial Group, Inc 325 44,000 0.06%
13 Cordasco Financial Network 1,190 161,000 0.24%
14 MSI Financial Services Inc 1,605 217,000 0.32%
15 CITADEL ADVISORS LLC 2,778 376,000 0.55%
16 MILLENNIUM MANAGEMENT LLC 3,073 416,000 0.61%
17 Cambridge Investment Research Advisors, Inc. 3,315 448,000 0.66%
18 CIBC WORLD MARKET INC. 3,420 462,000 0.68%
19 CITIGROUP INC 4,034 545,000 0.80%
20 Advisory Services Network, LLC 4,882 660,000 0.97%
21 Stratos Wealth Partners, LTD. 6,061 820,000 1.21%
22 Janney Montgomery Scott LLC 6,631 897,000 1.32%
23 Concert Wealth Management Inc. 7,106 960,000 1.42%
24 ADVISOR GROUP, INC. 7,483 1,012,000 1.49%
25 BB&T SECURITIES, LLC 8,450 1,142,000 1.68%
26 AMERIPRISE FINANCIAL INC 10,946 1,480,000 2.18%
27 BANK OF AMERICA CORP /DE/ 11,382 1,539,000 2.27%
28 UBS Group AG 11,522 1,558,000 2.30%
29 SUSQUEHANNA INTERNATIONAL GROUP, LLP 13,662 1,847,000 2.72%
30 Invesco Ltd. 16,015 2,166,000 3.19%
31 Knowledge Leaders Capital, LLC 16,493 2,230,000 3.29%
32 LPL Financial LLC 17,909 2,350,000 3.46%
33 EnTrustPermal Management LLC 32,700 4,422,000 6.52%
34 ROYAL BANK OF CANADA 32,932 4,454,000 6.57%
35 FMR LLC 34,697 4,692,000 6.92%
36 Virtu KCG Holdings LLC 40,145 5,428,000 8.00%
37 JANE STREET GROUP, LLC 48,524 6,561,000 9.67%
38 CARDAN CAPITAL PARTNERS, LLC 51,146 6,916,000 10.19%
39 WELLS FARGO & COMPANY/MN 51,183 6,921,000 10.20%
40 MORGAN STANLEY 51,931 7,022,000 10.35%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.