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PIMCO ETF TR
PIMCO ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 40 Institutional holders with a total value of $63,242,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 CUTLER GROUP LLC / CA 100 0 0.00% Call
3 Transamerica Financial Advisors, LLC 1 1,000 0.00%
4 Gradient Investments LLC 8 1,000 0.00%
5 BlackRock Finance, Inc. 7 1,000 0.00%
6 MSI Financial Services Inc 19 2,000 0.00%
7 BTS Asset Management, Inc. 90 10,000 0.02%
8 Creative Planning 100 11,000 0.02%
9 Cordasco Financial Network 430 47,000 0.07%
10 CUTLER GROUP LLC / CA 613 66,000 0.10%
11 LADENBURG THALMANN FINANCIAL SERVICES INC. 676 74,000 0.12%
12 CITIGROUP INC 1,318 143,000 0.23%
13 SUSQUEHANNA INTERNATIONAL GROUP, LLP 1,877 204,000 0.32%
14 Bank of New York Mellon Corp 1,923 209,000 0.33%
15 ENVESTNET ASSET MANAGEMENT INC 2,221 242,000 0.38%
16 SUSQUEHANNA INTERNATIONAL GROUP, LLP 2,500 272,000 0.43% Call
17 SUSQUEHANNA INTERNATIONAL GROUP, LLP 3,000 326,000 0.52% Put
18 CIBC WORLD MARKET INC. 3,420 372,000 0.59%
19 IFP ADVISORS, INC 3,509 381,000 0.60%
20 STIFEL FINANCIAL CORP 4,000 435,000 0.69%
21 Cambridge Investment Research Advisors, Inc. 4,768 518,000 0.82%
22 Raymond James Financial Services Advisors, Inc. 5,161 561,000 0.89%
23 ROYAL BANK OF CANADA 5,543 602,000 0.95%
24 Stratos Wealth Partners, LTD. 5,665 615,000 0.97%
25 ADVISOR GROUP, INC. 6,190 672,000 1.06%
26 Invesco Ltd. 6,555 712,000 1.13%
27 BB&T SECURITIES, LLC 8,450 1,142,000 1.81%
28 JANE STREET GROUP, LLC 10,867 1,180,000 1.87%
29 Private Advisor Group, LLC 10,929 1,187,000 1.88%
30 Knowledge Leaders Capital, LLC 16,493 1,792,000 2.83%
31 Concert Wealth Management Inc. 18,711 2,032,000 3.21%
32 UBS Group AG 20,360 2,212,000 3.50%
33 ALMANACK INVESTMENT PARTNERS, LLC. 20,386 2,215,000 3.50%
34 GOLDMAN SACHS GROUP INC 25,618 2,783,000 4.40%
35 LPL Financial LLC 26,728 2,926,000 4.63%
36 BANK OF AMERICA CORP /DE/ 29,079 3,158,000 4.99%
37 Virtu KCG Holdings LLC 33,815 3,673,000 5.81%
38 MORGAN STANLEY 43,259 4,699,000 7.43%
39 WELLS FARGO & COMPANY/MN 57,615 6,258,000 9.90%
40 FMR LLC 197,995 21,508,000 34.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.