| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | SYNTA PHARMACEUTICALS CORP | 21,696,894 | 7,637,000 | 32.03% | ||
| 2 | SPDR S&P 500 ETF TR | 37,251 | 7,594,000 | 31.85% | Put | |
| 3 | CELATOR PHARMACEUTICALS INC | 2,246,469 | 3,954,000 | 16.59% | ||
| 4 | AMERICAN CAP LIMITED | 68,621 | 946,000 | 3.97% | ||
| 5 | ProNAi Therapeutics, Inc. | 45,719 | 688,000 | 2.89% | ||
| 6 | NUVEEN SR INCOME FD | 72,363 | 418,000 | 1.75% | ||
| 7 | PIONEER FLOATING RATE TR | 29,603 | 321,000 | 1.35% | ||
| 8 | BLACKROCK FLOATING RATE INCO | 22,285 | 287,000 | 1.20% | ||
| 9 | NUVEEN FLTNG RTE INCM OPP FD | 26,314 | 258,000 | 1.08% | ||
| 10 | Agile Therapeutics, Inc. | 23,035 | 225,000 | 0.94% | ||
| 11 | CIDARA THERAPEUTICS INC | 12,812 | 220,000 | 0.92% | ||
| 12 | STELLUS CAP INVT CORP | 21,380 | 206,000 | 0.86% | ||
| 13 | BERKSHIRE HATHAWAY INC DEL | 1,546 | 204,000 | 0.86% | ||
| 14 | MEDLEY MGMT INC | 32,893 | 187,000 | 0.78% | ||
| 15 | CM FIN INC COM | 15,020 | 150,000 | 0.63% | ||
| 16 | ASSEMBLY BIOSCIENCES INC | 18,101 | 136,000 | 0.57% | ||
| 17 | ARBUTUS BIOPHARMA | 29,762 | 132,000 | 0.55% | ||
| 18 | American Capital Senior Floating Ltd | 13,157 | 129,000 | 0.54% | ||
| 19 | MEDLEY CAP CORPORATION | 16,693 | 126,000 | 0.53% | ||
| 20 | SYNTA PHARMACEUTICALS CORP | 62,000 | 22,000 | 0.09% | Call |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000919574-16-010810, filed 2016.02.16).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
