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PIONEER HIGH INCOME TR
PIONEER HIGH INCOME TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 29 Institutional holders with a total value of $25,202,745.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 LPL Financial LLC 383,248 6,833,000 27.11%
2 Windsor Capital Management, LLC 192,822 3,438,000 13.64%
3 MORGAN STANLEY 178,824 3,188,000 12.65%
4 NATIONAL PLANNING CORP 109,333 1,948,000 7.73%
5 MSI Financial Services Inc 90,506 1,614,000 6.40%
6 Private Advisor Group, LLC 80,221 1,430,000 5.67%
7 UBS AG 59,758 1,065,000 4.23%
8 WELLS FARGO & COMPANY/MN 58,307 1,039,000 4.12%
9 BANK OF AMERICA CORP /DE/ 38,420 685,000 2.72%
10 ROYAL BANK OF CANADA 32,641 582,000 2.31%
11 WFG Advisors, LP 30,182 538,000 2.13%
12 Investors Capital Advisory Services 24,703 440,000 1.75%
13 AMERICAN INTERNATIONAL GROUP, INC. 24,567 438,034 1.74%
14 Commonwealth Equity Services, Inc 19,369 345,000 1.37%
15 Cambridge Investment Research Advisors, Inc. 19,073 340,000 1.35%
16 Concert Wealth Management Inc. 16,379 294,000 1.17%
17 Creative Planning 13,510 241,000 0.96%
18 Capital Investment Advisors, LLC 12,098 215,711 0.86%
19 LADENBURG THALMANN FINANCIAL SERVICES INC. 11,220 200,000 0.79%
20 NEW ENGLAND SECURITIES CORP /MA/ 6,591 118,000 0.47%
21 Advisors Asset Management, Inc. 2,333 42,000 0.17%
22 D.A. DAVIDSON & CO. 1,915 34,000 0.13%
23 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 1,600 29,000 0.12%
24 CITIGROUP INC 1,575 28,000 0.11%
25 Bartlett & Co. LLC 1,000 18,000 0.07%
26 PALLADIUM PARTNERS LLC 900 16,000 0.06%
27 HOWE & RUSLING INC 880 16,000 0.06%
28 Transamerica Financial Advisors, LLC 800 15,000 0.06%
29 BANK OF MONTREAL /CAN/ 750 13,000 0.05%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.