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PIONEER HIGH INCOME TR
PIONEER HIGH INCOME TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 30 Institutional holders with a total value of $23,491,845.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 LPL Financial LLC 244,354 4,181,000 17.80%
2 MORGAN STANLEY 215,776 3,658,000 15.57%
3 Windsor Capital Management, LLC 200,657 3,401,000 14.48%
4 Private Advisor Group, LLC 142,554 2,416,000 10.28%
5 MSI Financial Services Inc 102,484 1,737,000 7.39%
6 NATIONAL PLANNING CORP 98,518 1,691,000 7.20%
7 WELLS FARGO & COMPANY/MN 57,352 972,000 4.14%
8 UBS AG 56,655 961,000 4.09%
9 BANK OF AMERICA CORP /DE/ 39,371 667,000 2.84%
10 ROYAL BANK OF CANADA 32,396 549,000 2.34%
11 WFG Advisors, LP 30,952 525,000 2.23%
12 Investors Capital Advisory Services 21,683 367,000 1.56%
13 Commonwealth Equity Services, Inc 20,672 350,000 1.49%
14 Cambridge Investment Research Advisors, Inc. 20,663 350,000 1.49%
15 Concert Wealth Management Inc. 17,905 303,000 1.29%
16 Creative Planning 14,178 240,000 1.02%
17 AMERICAN INTERNATIONAL GROUP, INC. 13,678 231,845 0.99%
18 Capital Investment Advisors, LLC 12,098 205,000 0.87%
19 LADENBURG THALMANN FINANCIAL SERVICES INC. 11,220 190,000 0.81%
20 NEW ENGLAND SECURITIES CORP /MA/ 6,127 104,000 0.44%
21 NEXT Financial Group, Inc 4,539 77,000 0.33%
22 DEUTSCHE BANK AG\ 3,886 65,000 0.28%
23 D.A. DAVIDSON & CO. 3,715 62,000 0.26%
24 Advisors Asset Management, Inc. 2,289 39,000 0.17%
25 Transamerica Financial Advisors, LLC 2,300 39,000 0.17%
26 CITIGROUP INC 2,172 37,000 0.16%
27 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 1,775 30,000 0.13%
28 Bartlett & Co. LLC 1,000 17,000 0.07%
29 HOWE & RUSLING INC 880 15,000 0.06%
30 Ground Swell Capital, LLC 700 12,000 0.05%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.