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PLUG POWER INC
PLUG POWER INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 137 Institutional holders with a total value of $59,584,998.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 TRUST CO OF VERMONT 30 0 0.00%
2 VALLEY NATIONAL ADVISERS INC 10 0 0.00%
3 BELL ROCK CAPITAL LLC 300 0 0.00%
4 ADIRONDACK TRUST CO 110 0 0.00%
5 CUTLER GROUP LLC / CA 2 0 0.00%
6 D.A. DAVIDSON & CO. 100 0 0.00%
7 DELTA ASSET MANAGEMENT LLC/TN 100 0 0.00%
8 Carroll Financial Associates, Inc. 10 0 0.00%
9 BANK OF MONTREAL /CAN/ 505 0 0.00%
10 Riggs Asset Managment Co. Inc. 200 0 0.00%
11 MCF Advisors LLC 5 0 0.00%
12 SEVENBRIDGE FINANCIAL GROUP, LLC 100 0 0.00%
13 GLENMEDE TRUST CO NA 595 0 0.00%
14 US BANCORP \DE\ 5 0 0.00%
15 SEI INVESTMENTS CO 30 0 0.00%
16 Archford Capital Strategies, LLC 9 0 0.00%
17 MARK SHEPTOFF FINANCIAL PLANNING, LLC 30 0 0.00%
18 TCI Wealth Advisors, Inc. 15 0 0.00%
19 American Research & Management Co. 660 1,000 0.00%
20 Focused Wealth Management, Inc 460 1,000 0.00%
21 WOLVERINE ASSET MANAGEMENT LLC 1,000 1,000 0.00% Put
22 D'Orazio & Associates, Inc. 1,000 1,000 0.00%
23 STERLING INVESTMENT ADVISORS, LTD. 1,000 1,000 0.00%
24 Oakworth Capital, Inc. 1,000 1,000 0.00%
25 Financial Architects, Inc 2,010 2,000 0.00%
26 Clearbridge Investments, LLC 2,000 2,000 0.00%
27 MINICHMACGREGOR WEALTH MANAGEMENT, LLC 2,055 2,000 0.00%
28 SYNOVUS FINANCIAL CORP 2,000 2,000 0.00%
29 Tower Research Capital LLC (TRC) 2,850 3,000 0.01%
30 WESTSIDE INVESTMENT MANAGEMENT, INC. 2,500 3,150 0.01%
31 AllSquare Wealth Management LLC 3,300 4,000 0.01%
32 MSI Financial Services Inc 3,600 4,000 0.01%
33 LADENBURG THALMANN FINANCIAL SERVICES INC. 4,700 5,000 0.01%
34 FNY PARTNERS FUND LP 3,832 5,000 0.01% Call
35 WOLVERINE ASSET MANAGEMENT LLC 7,450 8,000 0.01%
36 BARCLAYS PLC 10,095 12,000 0.02%
37 COMMERZBANK AKTIENGESELLSCHAFT /FI 10,308 12,000 0.02%
38 WELCH & FORBES LLC 10,250 12,000 0.02%
39 LEDERER & ASSOCIATES INVESTMENT COUNSEL/CA 10,000 12,000 0.02%
40 HM PAYSON & CO 10,000 12,000 0.02%
41 EMERALD ADVISERS, LLC 10,015 12,000 0.02%
42 BNP PARIBAS FINANCIAL MARKETS 10,117 12,140 0.02%
43 SUSQUEHANNA INTERNATIONAL GROUP, LLP 10,500 13,000 0.02% Call
44 RAYMOND JAMES & ASSOCIATES 10,434 13,000 0.02%
45 PROFUND ADVISORS LLC 10,948 13,000 0.02%
46 CITIGROUP INC 11,700 14,000 0.02% Call
47 ADVISOR GROUP, INC. 12,010 14,000 0.02%
48 Nuveen Asset Management, LLC 13,602 16,000 0.03%
49 BOOTHBAY FUND MANAGEMENT, LLC 13,300 16,000 0.03%
50 ROYAL BANK OF CANADA 13,422 16,000 0.03%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.