| 1 |
STONEPINE CAPITAL MANAGEMENT, LLC |
3,265,323 |
9,143,000 |
31.16% |
|
|
| 2 |
Consonance Capital Management LP |
2,982,940 |
8,352,000 |
28.46% |
|
|
| 3 |
VANGUARD GROUP INC |
1,124,154 |
3,148,000 |
10.73% |
|
|
| 4 |
BlackRock Finance, Inc. |
1,095,291 |
3,066,000 |
10.45% |
|
|
| 5 |
Alyeska Investment Group, L.P. |
365,834 |
1,024,000 |
3.49% |
|
|
| 6 |
DSC Advisors, L.P. |
363,569 |
1,018,000 |
3.47% |
|
|
| 7 |
PERKINS CAPITAL MANAGEMENT INC |
228,750 |
641,000 |
2.18% |
|
|
| 8 |
GEODE CAPITAL MANAGEMENT, LLC |
220,737 |
618,000 |
2.11% |
|
|
| 9 |
DEUTSCHE BANK AG\ |
134,640 |
376,000 |
1.28% |
|
|
| 10 |
RENAISSANCE TECHNOLOGIES LLC |
81,600 |
228,000 |
0.78% |
|
|
| 11 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
64,289 |
180,000 |
0.61% |
|
|
| 12 |
NORTHERN TRUST CORP |
63,681 |
178,000 |
0.61% |
|
|
| 13 |
KOPP INVESTMENT ADVISORS LLC |
55,040 |
154,000 |
0.52% |
|
|
| 14 |
CITADEL ADVISORS LLC |
52,414 |
147,000 |
0.50% |
|
|
| 15 |
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
43,900 |
123,000 |
0.42% |
|
|
| 16 |
PANAGORA ASSET MANAGEMENT INC |
42,679 |
120,000 |
0.41% |
|
|
| 17 |
Bank of New York Mellon Corp |
32,679 |
91,000 |
0.31% |
|
|
| 18 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
31,100 |
87,000 |
0.30% |
Put |
|
| 19 |
MILLENNIUM MANAGEMENT LLC |
26,041 |
73,000 |
0.25% |
|
|
| 20 |
GOLDMAN SACHS GROUP INC |
20,037 |
56,000 |
0.19% |
|
|
| 21 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
19,400 |
54,000 |
0.18% |
Call |
|
| 22 |
STATE STREET CORP |
18,287 |
51,000 |
0.17% |
|
|
| 23 |
HighTower Advisors, LLC |
16,389 |
46,000 |
0.16% |
|
|
| 24 |
CITADEL ADVISORS LLC |
15,300 |
43,000 |
0.15% |
Put |
|
| 25 |
SABBY MANAGEMENT, LLC |
14,694 |
41,000 |
0.14% |
|
|
| 26 |
SII INVESTMENTS INC/WI |
14,500 |
40,000 |
0.14% |
|
|
| 27 |
MORGAN STANLEY |
11,395 |
32,000 |
0.11% |
|
|
| 28 |
CITADEL ADVISORS LLC |
10,600 |
30,000 |
0.10% |
Call |
|
| 29 |
RAYMOND JAMES & ASSOCIATES |
10,611 |
30,000 |
0.10% |
|
|
| 30 |
TWO SIGMA SECURITIES, LLC |
10,227 |
29,000 |
0.10% |
|
|
| 31 |
Parallax Volatility Advisers, L.P. |
10,000 |
28,000 |
0.10% |
|
|
| 32 |
BANK OF AMERICA CORP /DE/ |
10,049 |
28,000 |
0.10% |
|
|
| 33 |
SIMPLEX TRADING, LLC |
8,341 |
23,000 |
0.08% |
|
|
| 34 |
GROUP ONE TRADING LLC |
5,683 |
16,000 |
0.05% |
|
|
| 35 |
Creative Planning |
5,012 |
14,000 |
0.05% |
|
|
| 36 |
CUTLER GROUP LLC / CA |
23,300 |
8,000 |
0.03% |
Put |
|
| 37 |
MANUFACTURERS LIFE INSURANCE COMPANY, THE |
2,686 |
8,000 |
0.03% |
|
|
| 38 |
Walleye Trading LLC |
200 |
1,000 |
0.00% |
|
|
| 39 |
CUTLER GROUP LLC / CA |
3,300 |
1,000 |
0.00% |
Call |
|
| 40 |
WELLS FARGO & COMPANY/MN |
2 |
0 |
0.00% |
|
|
| 41 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
18 |
0 |
0.00% |
|
|
| 42 |
ROYAL BANK OF CANADA |
6 |
0 |
0.00% |
|
|
| 43 |
SEI INVESTMENTS CO |
28 |
0 |
0.00% |
|
|
| 44 |
GLENMEDE TRUST CO NA |
25 |
0 |
0.00% |
|
|
