Dark
Light
System
Security
WORKIVA INC COM CL A
WORKIVA INC COM CL A. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 78 Institutional holders with a total value of $138,336,858.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 OBERNDORF WILLIAM E 1,706,976 23,299,000 16.84%
2 MORGAN STANLEY 1,280,479 17,478,000 12.63%
3 VANGUARD GROUP INC 1,047,041 14,291,000 10.33%
4 CADIAN CAPITAL MANAGEMENT, LP 861,287 11,757,000 8.50%
5 BlackRock Fund Advisors 701,314 9,573,000 6.92%
6 BlackRock Institutional Trust Company, N.A. 404,281 5,518,000 3.99%
7 STATE STREET CORP 331,358 4,524,000 3.27%
8 MAIRS & POWER INC 257,393 3,513,000 2.54%
9 NORTHERN TRUST CORP 245,459 3,351,000 2.42%
10 HAWK RIDGE CAPITAL MANAGEMENT LP 240,308 3,280,000 2.37%
11 POTRERO CAPITAL RESEARCH LLC 205,076 2,799,000 2.02%
12 CREDIT SUISSE AG/ 189,539 2,587,000 1.87%
13 MILLENNIUM MANAGEMENT LLC 162,440 2,217,000 1.60%
14 FMR LLC 155,301 2,120,000 1.53%
15 GEODE CAPITAL MANAGEMENT, LLC 151,205 2,063,000 1.49%
16 WASATCH ADVISORS LP 149,653 2,043,000 1.48%
17 MANUFACTURERS LIFE INSURANCE COMPANY, THE 144,788 1,977,000 1.43%
18 Trutina Financial LLC 134,075 1,830,000 1.32%
19 Alyeska Investment Group, L.P. 132,380 1,807,000 1.31%
20 TWO SIGMA INVESTMENTS, LP 116,489 1,590,000 1.15%
21 TIAA CREF INVESTMENT MANAGEMENT LLC 90,017 1,229,000 0.89%
22 BlackRock Investment Management, LLC 84,480 1,153,000 0.83%
23 TWO SIGMA ADVISERS, LP 77,800 1,062,000 0.77%
24 Bank of New York Mellon Corp 76,996 1,051,000 0.76%
25 INSTITUTIONAL & FAMILY ASSET MANAGEMENT, LLC 72,203 986,000 0.71%
26 TEACHERS ADVISORS, LLC 71,214 972,000 0.70%
27 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 68,314 933,000 0.67%
28 RENAISSANCE TECHNOLOGIES LLC 61,000 833,000 0.60%
29 HighTower Advisors, LLC 56,832 775,000 0.56%
30 WALL STREET ASSOCIATES 51,500 703,000 0.51%
31 Spark Investment Management LLC 49,700 678,000 0.49%
32 BANK OF AMERICA CORP /DE/ 48,171 657,000 0.47%
33 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 45,268 618,000 0.45%
34 WELLS FARGO & COMPANY/MN 42,597 581,000 0.42%
35 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 40,703 556,000 0.40%
36 JACOBS LEVY EQUITY MANAGEMENT, INC 39,141 534,000 0.39%
37 SUSQUEHANNA INTERNATIONAL GROUP, LLP 37,427 511,000 0.37%
38 JPMORGAN CHASE & CO 32,115 438,000 0.32%
39 North Star Investment Management Corp. 31,680 432,000 0.31%
40 Swiss National Bank 31,521 430,000 0.31%
41 CITADEL ADVISORS LLC 28,576 390,000 0.28%
42 HONKAMP KRUEGER FINANCIAL SERVICES INC /ADV 27,332 373,000 0.27%
43 Glaxis Capital Management, LLC 26,500 362,000 0.26%
44 DEUTSCHE BANK AG\ 25,818 351,000 0.25%
45 Trexquant Investment LP 25,495 348,000 0.25%
46 UBS Group AG 25,114 343,000 0.25%
47 RHUMBLINE ADVISERS 22,266 304,000 0.22%
48 NEW YORK STATE COMMON RETIREMENT FUND 18,400 251,000 0.18%
49 METROPOLITAN LIFE INSURANCE CO/NY 16,594 227,000 0.16%
50 CITIGROUP INC 14,698 201,000 0.15%
Page 1 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.