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POWERSHARES ETF TRUST II S&P SMALLCAP ENERGY PORT
POWERSHARES ETF TRUST II S&P SMALLCAP ENERGY PORT. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 26 Institutional holders with a total value of $13,816,166.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Wharton Business Group, LLC 85,413 3,698,000 26.77%
2 AMERIPRISE FINANCIAL INC 45,082 1,952,000 14.13%
3 ROYAL BANK OF CANADA 24,711 1,070,000 7.74%
4 Creative Planning 23,000 996,000 7.21%
5 MORGAN STANLEY 22,477 973,000 7.04%
6 BANK OF AMERICA CORP /DE/ 19,792 857,000 6.20%
7 NORTHERN CAPITAL MANAGEMENT LLC 15,955 691,000 5.00%
8 WELLS FARGO & COMPANY/MN 11,139 482,000 3.49%
9 AXA S.A. 11,090 480,000 3.47%
10 JANE STREET GROUP, LLC 10,842 469,000 3.39%
11 LPL Financial LLC 10,329 430,000 3.11%
12 XPONANCE LLC 9,840 426,000 3.08%
13 Virtu KCG Holdings LLC 9,681 417,000 3.02%
14 SUSQUEHANNA INTERNATIONAL GROUP, LLP 7,135 309,000 2.24%
15 AMERICAN INTERNATIONAL GROUP, INC. 5,408 234,166 1.69%
16 UBS AG 3,154 137,000 0.99%
17 PRIVATE TRUST CO NA 1,377 60,000 0.43%
18 Private Advisor Group, LLC 800 35,000 0.25%
19 NEXT Financial Group, Inc 562 24,000 0.17%
20 LADENBURG THALMANN FINANCIAL SERVICES INC. 525 23,000 0.17%
21 Tower Research Capital LLC (TRC) 356 15,000 0.11%
22 US BANCORP \DE\ 306 13,000 0.09%
23 MANAGED ACCOUNT ADVISORS LLC 310 13,000 0.09%
24 PNC FINANCIAL SERVICES GROUP, INC. 200 8,000 0.06%
25 Ground Swell Capital, LLC 74 3,000 0.02%
26 ENVESTNET ASSET MANAGEMENT INC 13 1,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.