Dark
Light
System
Security
POWERSHARES ETF TRUST II S&P SMALLCAP ENERGY PORT
POWERSHARES ETF TRUST II S&P SMALLCAP ENERGY PORT. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 24 Institutional holders with a total value of $22,558,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 RAYMOND JAMES & ASSOCIATES 601,110 9,708,000 43.04%
2 WELLS FARGO & COMPANY/MN 283,200 4,573,000 20.27%
3 MORGAN STANLEY 182,737 2,951,000 13.08%
4 AMERIPRISE FINANCIAL INC 72,626 1,174,000 5.20%
5 VSR Financial Services, Inc. 58,557 946,000 4.19%
6 ROYAL BANK OF CANADA 40,403 652,000 2.89%
7 Raymond James Financial Services Advisors, Inc. 36,312 586,000 2.60%
8 UBS Group AG 23,932 386,000 1.71%
9 JANE STREET GROUP, LLC 21,449 346,000 1.53%
10 WRAPMANAGER INC 14,966 242,000 1.07%
11 AXA S.A. 13,800 223,000 0.99%
12 BANK OF AMERICA CORP /DE/ 11,818 191,000 0.85%
13 Commonwealth Equity Services, Inc 10,428 168,000 0.74%
14 Stratos Wealth Partners, LTD. 10,323 167,000 0.74%
15 ADVISOR GROUP, INC. 8,991 144,000 0.64%
16 ENVESTNET ASSET MANAGEMENT INC 2,672 43,000 0.19%
17 IFP ADVISORS, INC 1,185 19,000 0.08%
18 NEWFOUND RESEARCH LLC 855 14,000 0.06%
19 LADENBURG THALMANN FINANCIAL SERVICES INC. 525 8,000 0.04%
20 Argentus Capital Management, LLC 417 7,000 0.03%
21 PNC FINANCIAL SERVICES GROUP, INC. 395 6,000 0.03%
22 NEXT Financial Group, Inc 150 2,000 0.01%
23 BENJAMIN F. EDWARDS & COMPANY, INC. 125 2,000 0.01%
24 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.