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POWERSHARES ETF TRUST II S&P SMALLCAP ENERGY PORT
POWERSHARES ETF TRUST II S&P SMALLCAP ENERGY PORT. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 26 Institutional holders with a total value of $15,494,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 RAYMOND JAMES & ASSOCIATES 366,250 6,706,000 43.28%
2 STEPHENS INC /AR/ 98,947 1,812,000 11.69%
3 WELLS FARGO & COMPANY/MN 89,891 1,646,000 10.62%
4 CITADEL ADVISORS LLC 54,545 999,000 6.45%
5 MORGAN STANLEY 31,759 582,000 3.76%
6 STIFEL FINANCIAL CORP 29,616 545,000 3.52%
7 SUSQUEHANNA INTERNATIONAL GROUP, LLP 27,818 510,000 3.29%
8 SG Americas Securities, LLC 24,800 454,000 2.93%
9 WRAPMANAGER INC 24,242 444,000 2.87%
10 ROYAL BANK OF CANADA 20,066 368,000 2.38%
11 AXA S.A. 13,800 253,000 1.63%
12 BENJAMIN F. EDWARDS & COMPANY, INC. 12,376 227,000 1.47%
13 Virtu KCG Holdings LLC 12,268 225,000 1.45%
14 UBS Group AG 12,019 220,000 1.42%
15 Commonwealth Equity Services, Inc 10,603 194,000 1.25%
16 Raymond James Financial Services Advisors, Inc. 10,058 184,000 1.19%
17 BANK OF AMERICA CORP /DE/ 1,537 28,000 0.18%
18 IFP ADVISORS, INC 1,185 22,000 0.14%
19 Concert Wealth Management Inc. 1,095 18,000 0.12%
20 NEXT Financial Group, Inc 750 14,000 0.09%
21 NEWFOUND RESEARCH LLC 701 13,000 0.08%
22 ADVISOR GROUP, INC. 676 12,000 0.08%
23 LADENBURG THALMANN FINANCIAL SERVICES INC. 525 10,000 0.06%
24 PNC FINANCIAL SERVICES GROUP, INC. 395 7,000 0.05%
25 BANK OF MONTREAL /CAN/ 38 1,000 0.01%
26 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.