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POWERSHARES ETF TRUST II S&P SMALLCAP ENERGY PORT
POWERSHARES ETF TRUST II S&P SMALLCAP ENERGY PORT. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 22 Institutional holders with a total value of $18,224,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 BENJAMIN F. EDWARDS & COMPANY, INC. 125 2,000 0.01%
3 NEXT Financial Group, Inc 150 2,000 0.01%
4 Tower Research Capital LLC (TRC) 158 2,000 0.01%
5 Ironwood Financial, llc 395 6,000 0.03%
6 Holt Capital Advisors, L.L.C. dba Holt Capital Partners, L.P. 475 7,000 0.04%
7 LADENBURG THALMANN FINANCIAL SERVICES INC. 525 8,000 0.04%
8 IFP ADVISORS, INC 1,185 18,000 0.10%
9 BANK OF AMERICA CORP /DE/ 3,074 46,000 0.25%
10 AMERICAN INTERNATIONAL GROUP, INC. 9,790 147,000 0.81%
11 Stratos Wealth Partners, LTD. 10,323 155,000 0.85%
12 Commonwealth Equity Services, Inc 10,428 156,000 0.86%
13 AXA S.A. 17,180 257,000 1.41%
14 LPL Financial LLC 18,436 259,000 1.42%
15 UBS Group AG 17,998 269,000 1.48%
16 Raymond James Financial Services Advisors, Inc. 29,795 446,000 2.45%
17 ROYAL BANK OF CANADA 34,913 523,000 2.87%
18 AMERIPRISE FINANCIAL INC 50,409 755,000 4.14%
19 GOLDMAN SACHS GROUP INC 61,272 917,000 5.03%
20 MORGAN STANLEY 136,168 2,039,000 11.19%
21 WELLS FARGO & COMPANY/MN 185,821 2,781,000 15.26%
22 RAYMOND JAMES & ASSOCIATES 629,888 9,429,000 51.74%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.