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POWERSHARES ETF TRUST II S&P SMALLCAP ENERGY PORT
POWERSHARES ETF TRUST II S&P SMALLCAP ENERGY PORT. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 32 Institutional holders with a total value of $37,902,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 RAYMOND JAMES & ASSOCIATES 425,330 8,940,000 23.59%
2 WELLS FARGO & COMPANY/MN 323,343 6,796,000 17.93%
3 MORGAN STANLEY 303,718 6,385,000 16.85%
4 LPL Financial LLC 121,916 2,626,000 6.93%
5 ROYAL BANK OF CANADA 110,622 2,325,000 6.13%
6 STEPHENS INC /AR/ 99,779 2,097,000 5.53%
7 BANK OF AMERICA CORP /DE/ 66,052 1,388,000 3.66%
8 Clark Capital Management Group, Inc. 54,931 1,155,000 3.05%
9 Raymond James Financial Services Advisors, Inc. 50,313 1,058,000 2.79%
10 UBS Group AG 47,784 1,004,000 2.65%
11 STIFEL FINANCIAL CORP 37,301 794,000 2.09%
12 DAVENPORT & Co LLC 36,530 767,000 2.02%
13 WRAPMANAGER INC 24,659 518,000 1.37%
14 Janney Montgomery Scott LLC 19,626 413,000 1.09%
15 Dorsey Wright & Associates 15,652 329,000 0.87%
16 AXA S.A. 13,680 288,000 0.76%
17 Commonwealth Equity Services, Inc 11,663 245,000 0.65%
18 BENJAMIN F. EDWARDS & COMPANY, INC. 10,771 226,000 0.60%
19 First Allied Advisory Services, Inc. 9,728 204,000 0.54%
20 WFG Advisors, LP 4,277 90,000 0.24%
21 FUSION FAMILY WEALTH, LLC 3,055 65,000 0.17% SH
22 STEWARD PARTNERS INVESTMENT ADVISORY, LLC 2,906 61,000 0.16%
23 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,117 45,000 0.12%
24 IFP ADVISORS, INC 1,185 25,000 0.07%
25 NEXT Financial Group, Inc 750 16,000 0.04%
26 ADVISOR GROUP, INC. 721 15,000 0.04%
27 NEWFOUND RESEARCH LLC 701 15,000 0.04%
28 PNC FINANCIAL SERVICES GROUP, INC. 395 8,000 0.02%
29 US BANCORP \DE\ 77 2,000 0.01%
30 BANK OF MONTREAL /CAN/ 38 1,000 0.00%
31 ASSETMARK, INC 27 1,000 0.00%
32 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.