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POWERSHARES ETF TRUST
POWERSHARES ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 142 Institutional holders with a total value of $322,693,444.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 1,877,698 35,770,000 11.08%
2 MORGAN STANLEY 1,721,570 32,796,000 10.16%
3 AVIANCE CAPITAL MANAGEMENT, LLC 1,488,036 28,347,000 8.78%
4 Horizon Investments, LLC 1,475,544 28,109,000 8.71%
5 LPL Financial LLC 1,176,346 22,386,000 6.94%
6 UBS Group AG 1,170,149 22,291,000 6.91%
7 Stadion Money Management, LLC 881,519 16,793,000 5.20%
8 MSI Financial Services Inc 313,636 5,975,000 1.85%
9 Baker Avenue Asset Management, LP 305,505 5,820,000 1.80%
10 ROYAL BANK OF CANADA 291,040 5,544,000 1.72%
11 Cetera Advisor Networks LLC 272,370 5,189,000 1.61%
12 North Star Investment Management Corp. 254,485 4,848,000 1.50%
13 Yorktown Management & Research Co Inc 250,000 4,763,000 1.48%
14 GUGGENHEIM CAPITAL LLC 238,615 4,546,000 1.41%
15 AMERIPRISE FINANCIAL INC 235,503 4,484,000 1.39%
16 Commonwealth Equity Services, Inc 212,991 4,057,000 1.26%
17 Freedom Investment Management, Inc. 185,857 3,541,000 1.10%
18 Private Advisor Group, LLC 176,738 3,363,000 1.04%
19 Wharton Business Group, LLC 166,595 3,174,000 0.98%
20 ENVESTNET ASSET MANAGEMENT INC 161,438 3,075,000 0.95%
21 Cambridge Investment Research Advisors, Inc. 147,428 2,809,000 0.87%
22 FDx Advisors, Inc. 140,001 2,667,000 0.83%
23 Prospera Financial Services Inc 139,536 2,658,000 0.82%
24 RAYMOND JAMES & ASSOCIATES 136,058 2,592,000 0.80%
25 BLAIR WILLIAM & CO/IL 134,834 2,569,000 0.80%
26 COLONY GROUP LLC 124,730 2,376,000 0.74%
27 Caprock Group, LLC 110,161 2,099,000 0.65%
28 Shinko Asset Management Co., Ltd. 109,100 2,078,000 0.64%
29 GOLDMAN SACHS GROUP INC 99,772 1,901,000 0.59%
30 SignalPoint Asset Management, LLC 92,103 1,755,000 0.54%
31 ADVISOR GROUP, INC. 91,038 1,734,000 0.54%
32 Raymond James Financial Services Advisors, Inc. 90,786 1,729,000 0.54%
33 CITIGROUP INC 89,527 1,705,000 0.53%
34 Affiance Financial, LLC 87,868 1,674,000 0.52%
35 INVESTMENT CENTERS OF AMERICA INC 80,955 1,541,000 0.48%
36 Virtu KCG Holdings LLC 76,313 1,454,000 0.45%
37 Bank of New York Mellon Corp 76,295 1,453,000 0.45%
38 Noven Financial Group, Inc. 74,052 1,411,000 0.44%
39 MILLENNIUM MANAGEMENT LLC 72,117 1,374,000 0.43%
40 LADENBURG THALMANN FINANCIAL SERVICES INC. 70,899 1,351,000 0.42%
41 STIFEL FINANCIAL CORP 61,940 1,184,000 0.37%
42 Capital Investment Advisors, LLC 60,837 1,159,000 0.36%
43 WBH ADVISORY INC 57,639 1,098,000 0.34%
44 GARRISON BRADFORD & ASSOCIATES INC 55,500 1,057,000 0.33%
45 NewSquare Capital LLC 54,574 1,040,000 0.32%
46 PNC FINANCIAL SERVICES GROUP, INC. 51,770 985,000 0.31%
47 Aviance Capital Partners, LLC 48,865 931,000 0.29%
48 FLOW TRADERS U.S. LLC 48,723 928,000 0.29%
49 Koshinski Asset Management, Inc. 44,438 847,000 0.26%
50 MANUFACTURERS LIFE INSURANCE COMPANY, THE 44,208 843,000 0.26%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.