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POWERSHARES ETF TRUST
POWERSHARES ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 104 Institutional holders with a total value of $159,665,284.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 1,279,296 23,041,000 14.43%
2 BANK OF AMERICA CORP /DE/ 1,117,536 20,127,000 12.61%
3 UBS AG 853,012 15,363,000 9.62%
4 GUGGENHEIM CAPITAL LLC 535,464 9,643,000 6.04%
5 LPL Financial LLC 511,480 9,196,000 5.76%
6 Capital Investment Advisors, LLC 295,321 5,319,000 3.33%
7 ROYAL BANK OF CANADA 295,178 5,317,000 3.33%
8 IMA Advisory Services, Inc. 288,950 5,204,000 3.26%
9 WELLS FARGO & COMPANY/MN 266,965 4,808,000 3.01%
10 CREDIT SUISSE AG/ 231,574 4,171,000 2.61%
11 Commonwealth Equity Services, Inc 169,000 3,044,000 1.91%
12 North Star Investment Management Corp. 149,031 2,684,000 1.68%
13 Wharton Business Group, LLC 122,570 2,207,000 1.38%
14 Orion Porfolio Solutions, LLC 119,461 2,151,000 1.35%
15 SUSQUEHANNA INTERNATIONAL GROUP, LLP 118,600 2,136,000 1.34% Put
16 BB&T SECURITIES, LLC 11,551 2,080,000 1.30%
17 Prospera Financial Services Inc 111,068 2,000,000 1.25%
18 SignalPoint Asset Management, LLC 110,072 1,982,000 1.24%
19 Freedom Investment Management, Inc. 101,049 1,820,000 1.14%
20 Cambridge Investment Research Advisors, Inc. 100,305 1,806,000 1.13%
21 Shinko Asset Management Co., Ltd. 92,600 1,668,000 1.04%
22 INVESTMENT CENTERS OF AMERICA INC 91,394 1,648,000 1.03%
23 RAYMOND JAMES & ASSOCIATES 85,116 1,533,000 0.96%
24 Nuveen Asset Management, LLC 71,902 1,295,000 0.81%
25 AMERIPRISE FINANCIAL INC 71,438 1,287,000 0.81%
26 Regal Investment Advisors LLC 71,163 1,282,000 0.80%
27 OPPENHEIMER & CO INC 71,154 1,281,000 0.80%
28 Virtu KCG Holdings LLC 66,920 1,205,000 0.75%
29 PNC FINANCIAL SERVICES GROUP, INC. 62,094 1,118,000 0.70%
30 CITIGROUP INC 61,315 1,105,000 0.69%
31 Aviance Capital Partners, LLC 51,050 919,000 0.58%
32 OPTIMUM INVESTMENT ADVISORS 47,843 862,000 0.54%
33 Investors Capital Advisory Services 47,754 860,000 0.54%
34 LADENBURG THALMANN FINANCIAL SERVICES INC. 46,735 842,000 0.53%
35 ProVise Management Group, LLC 46,457 837,000 0.52%
36 Concert Wealth Management Inc. 46,357 837,000 0.52%
37 First Horizon Advisors, Inc. 42,262 761,000 0.48%
38 Financial Architects, Inc 38,550 694,000 0.43%
39 Cetera Advisor Networks LLC 36,375 654,000 0.41%
40 Noven Financial Group, Inc. 34,396 619,000 0.39%
41 Private Advisor Group, LLC 34,074 614,000 0.38%
42 D.A. DAVIDSON & CO. 33,342 600,000 0.38%
43 Madden Advisory Services, Inc. 31,895 574,000 0.36%
44 AMERICAN INTERNATIONAL GROUP, INC. 30,436 548,165 0.34%
45 BOKF, NA 30,090 542,000 0.34%
46 Newman Dignan & Sheerar, Inc. 29,707 535,000 0.34%
47 DELTEC ASSET MANAGEMENT LLC 29,000 522,000 0.33%
48 GOULD ASSET MANAGEMENT LLC /CA/ 27,365 493,000 0.31%
49 MSI Financial Services Inc 26,268 473,000 0.30%
50 Ashfield Capital Partners, LLC 25,709 463,000 0.29%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.