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POWERSHARES ETF TRUST
POWERSHARES ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 119 Institutional holders with a total value of $174,691,478.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 1,754,796 32,043,000 18.34%
2 BANK OF AMERICA CORP /DE/ 1,290,347 23,563,000 13.49%
3 LPL Financial LLC 726,835 13,287,000 7.61%
4 UBS Group AG 587,810 10,733,000 6.14%
5 GUGGENHEIM CAPITAL LLC 538,930 9,841,000 5.63%
6 CREDIT SUISSE AG/ 325,222 5,939,000 3.40%
7 Baker Avenue Asset Management, LP 282,671 5,162,000 2.95%
8 Capital Investment Advisors, LLC 278,417 5,084,000 2.91%
9 North Star Investment Management Corp. 205,421 3,751,000 2.15%
10 Bluefin Trading, LLC 193,618 3,535,000 2.02%
11 Commonwealth Equity Services, Inc 163,730 2,990,000 1.71%
12 ROYAL BANK OF CANADA 119,717 2,186,000 1.25%
13 Orion Porfolio Solutions, LLC 119,461 2,181,000 1.25%
14 Cambridge Investment Research Advisors, Inc. 116,697 2,131,000 1.22%
15 Prospera Financial Services Inc 116,363 2,125,000 1.22%
16 SignalPoint Asset Management, LLC 111,218 2,031,000 1.16%
17 MANUFACTURERS LIFE INSURANCE COMPANY, THE 107,580 1,964,000 1.12%
18 Affiance Financial, LLC 100,298 1,831,000 1.05%
19 Raymond James Financial Services Advisors, Inc. 99,134 1,810,000 1.04%
20 RAYMOND JAMES & ASSOCIATES 95,053 1,736,000 0.99%
21 INVESTMENT CENTERS OF AMERICA INC 89,768 1,639,000 0.94%
22 Private Advisor Group, LLC 81,530 1,489,000 0.85%
23 AMERIPRISE FINANCIAL INC 71,889 1,313,000 0.75%
24 Shinko Asset Management Co., Ltd. 71,000 1,296,000 0.74%
25 Regal Investment Advisors LLC 68,805 1,256,000 0.72%
26 CITIGROUP INC 67,806 1,238,000 0.71%
27 Investors Capital Advisory Services 67,637 1,235,000 0.71%
28 Aviance Capital Partners, LLC 63,788 1,183,000 0.68%
29 Wharton Business Group, LLC 63,515 1,160,000 0.66%
30 PNC FINANCIAL SERVICES GROUP, INC. 63,490 1,159,000 0.66%
31 BANK OF AMERICA CORP /DE/ 60,000 1,096,000 0.63% Call
32 LADENBURG THALMANN FINANCIAL SERVICES INC. 59,833 1,093,000 0.63%
33 Freedom Investment Management, Inc. 17,573 894,000 0.51%
34 ProVise Management Group, LLC 46,200 844,000 0.48%
35 Concert Wealth Management Inc. 46,009 839,000 0.48%
36 OPTIMUM INVESTMENT ADVISORS 42,985 785,000 0.45%
37 Cetera Advisor Networks LLC 42,684 778,000 0.45%
38 ENVESTNET ASSET MANAGEMENT INC 41,968 766,000 0.44%
39 AMERICAN INTERNATIONAL GROUP, INC. 40,998 748,000 0.43%
40 HHG & Company, LLC 36,854 673,000 0.39%
41 OPPENHEIMER & CO INC 35,510 648,000 0.37%
42 Ashfield Capital Partners, LLC 35,085 641,000 0.37%
43 JPMORGAN CHASE & CO 33,099 604,000 0.35%
44 Financial Architects, Inc 32,725 598,000 0.34%
45 D.A. DAVIDSON & CO. 32,520 593,000 0.34%
46 WELLS FARGO & COMPANY/MN 32,320 590,000 0.34%
47 Madden Advisory Services, Inc. 31,895 582,000 0.33%
48 GOULD ASSET MANAGEMENT LLC /CA/ 30,538 558,000 0.32%
49 BOKF, NA 30,260 552,000 0.32%
50 DELTEC ASSET MANAGEMENT LLC 29,000 530,000 0.30%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.