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POWERSHARES ETF TRUST
POWERSHARES ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 27 Institutional holders with a total value of $10,221,096.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 UBS Group AG 100,312 2,159,000 21.12%
2 MORGAN STANLEY 90,180 1,941,000 18.99%
3 BANK OF AMERICA CORP /DE/ 45,561 980,000 9.59%
4 LPL Financial LLC 33,359 717,000 7.01%
5 SUSQUEHANNA INTERNATIONAL GROUP, LLP 32,709 704,000 6.89%
6 GOLDMAN SACHS GROUP INC 29,905 644,000 6.30%
7 UNITED CAPITAL FINANCIAL ADVISORS, LLC 22,420 482,000 4.72%
8 Commonwealth Equity Services, Inc 22,301 480,000 4.70%
9 JANE STREET GROUP, LLC 19,539 420,000 4.11%
10 STIFEL FINANCIAL CORP 14,809 319,000 3.12%
11 ENVESTNET ASSET MANAGEMENT INC 13,976 301,000 2.94%
12 SG Americas Securities, LLC 11,220 241,000 2.36%
13 ROYAL BANK OF CANADA 9,332 200,000 1.96%
14 ADVISOR GROUP, INC. 5,809 124,000 1.21%
15 WELLS FARGO & COMPANY/MN 5,109 110,000 1.08%
16 LADENBURG THALMANN FINANCIAL SERVICES INC. 4,575 99,000 0.97%
17 MSI Financial Services Inc 4,346 93,000 0.91%
18 IFP ADVISORS, INC 3,734 80,000 0.78%
19 Winslow, Evans & Crocker, Inc. 2,142 46,096 0.45%
20 Creative Planning 1,000 22,000 0.22%
21 KANALY TRUST CO 785 17,000 0.17%
22 HORAN SECURITIES, INC. 562 12,000 0.12%
23 BENJAMIN F. EDWARDS & COMPANY, INC. 465 10,000 0.10%
24 NEXT Financial Group, Inc 350 8,000 0.08%
25 People's United Financial, Inc. 300 6,000 0.06%
26 Concert Wealth Management Inc. 300 6,000 0.06%
27 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.