Dark
Light
System
Security
POWERSHARES ETF TRUST
POWERSHARES ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 87 Institutional holders with a total value of $380,141,030.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 3,900,015 117,234,000 30.84%
2 WELLS FARGO & COMPANY/MN 1,240,520 37,290,000 9.81%
3 BANK OF AMERICA CORP /DE/ 985,587 29,627,000 7.79%
4 LPL Financial LLC 864,534 25,772,000 6.78%
5 Wharton Business Group, LLC 778,179 23,392,000 6.15%
6 WealthTrust-Arizona, LLC 626,572 18,835,000 4.95%
7 UBS Group AG 575,861 17,310,000 4.55%
8 Commonwealth Equity Services, Inc 500,151 15,035,000 3.96%
9 Gratus Capital, LLC 492,746 14,812,000 3.90%
10 Horizon Investments, LLC 214,337 6,443,000 1.69%
11 JNBA Financial Advisors 210,538 6,329,000 1.66%
12 RAYMOND JAMES & ASSOCIATES 197,076 5,924,000 1.56%
13 Raymond James Financial Services Advisors, Inc. 186,322 5,601,000 1.47%
14 First Personal Financial Services 176,247 5,298,000 1.39%
15 AMERIPRISE FINANCIAL INC 166,537 5,006,000 1.32%
16 CULLEN/FROST BANKERS, INC. 162,697 4,890,000 1.29%
17 CREDIT SUISSE AG/ 90,129 2,709,000 0.71%
18 CITIGROUP INC 80,577 2,422,000 0.64%
19 FOUNDERS FINANCIAL SECURITIES LLC 77,442 2,328,000 0.61%
20 Private Advisor Group, LLC 76,836 2,321,000 0.61%
21 SII INVESTMENTS INC/WI 60,549 1,822,000 0.48%
22 ROYAL BANK OF CANADA 56,353 1,694,000 0.45%
23 AMERICAN INTERNATIONAL GROUP, INC. 53,372 1,604,000 0.42%
24 EisnerAmper Wealth Management Corporate Benefits, LLC 50,320 1,513,000 0.40%
25 Tower Research Capital LLC (TRC) 44,778 1,346,000 0.35%
26 Investors Capital Advisory Services 40,556 1,219,000 0.32%
27 Sigma Planning Corp 39,345 1,183,000 0.31%
28 LADENBURG THALMANN FINANCIAL SERVICES INC. 33,343 1,002,000 0.26%
29 MSI Financial Services Inc 32,920 990,000 0.26%
30 SG Americas Securities, LLC 31,425 945,000 0.25%
31 VOYA FINANCIAL ADVISORS, INC. 29,110 877,000 0.23%
32 Madden Advisory Services, Inc. 28,520 857,000 0.23%
33 Cambridge Investment Research Advisors, Inc. 26,621 800,000 0.21%
34 FDx Advisors, Inc. 25,326 761,000 0.20%
35 JANE STREET GROUP, LLC 23,429 704,000 0.19%
36 UNITED CAPITAL FINANCIAL ADVISORS, LLC 23,102 694,000 0.18%
37 IFP ADVISORS, INC 21,225 638,000 0.17%
38 ACG Wealth 20,056 603,000 0.16%
39 WELLESLEY INVESTMENT PARTNERS, LLC 19,941 599,000 0.16%
40 BAIRD FINANCIAL GROUP, INC. 18,641 560,000 0.15%
41 ENVESTNET ASSET MANAGEMENT INC 18,349 552,000 0.15%
42 OPPENHEIMER & CO INC 18,254 549,000 0.14%
43 GOLDMAN SACHS GROUP INC 18,233 548,000 0.14%
44 Prospera Financial Services Inc 17,009 511,000 0.13%
45 NATIONAL PLANNING CORP 16,979 505,000 0.13%
46 Janney Montgomery Scott LLC 16,566 498,000 0.13%
47 Exchange Capital Management, Inc. 15,596 469,000 0.12%
48 CITADEL ADVISORS LLC 15,577 468,000 0.12%
49 Concert Wealth Management Inc. 14,869 451,000 0.12%
50 ASSET PLANNING SERVICES, LTD. 14,982 450,000 0.12%
Page 1 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.