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POWERSHARES ETF TRUST
POWERSHARES ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 84 Institutional holders with a total value of $413,712,740.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 4,103,464 129,177,000 31.22%
2 WELLS FARGO & COMPANY/MN 1,360,418 42,826,000 10.35%
3 BANK OF AMERICA CORP /DE/ 1,266,999 39,885,000 9.64%
4 PNC FINANCIAL SERVICES GROUP, INC. 906,679 28,542,000 6.90%
5 Wharton Business Group, LLC 742,424 23,372,000 5.65%
6 UBS Group AG 686,377 21,607,000 5.22%
7 WealthTrust-Arizona, LLC 625,803 19,701,000 4.76%
8 Commonwealth Equity Services, Inc 520,630 16,389,000 3.96%
9 LPL Financial LLC 462,775 14,476,000 3.50%
10 Gratus Capital, LLC 441,539 13,900,000 3.36%
11 AMERIPRISE FINANCIAL INC 198,839 6,259,000 1.51%
12 CULLEN/FROST BANKERS, INC. 198,781 6,258,000 1.51%
13 RAYMOND JAMES & ASSOCIATES 197,527 6,218,000 1.50%
14 First Personal Financial Services 171,934 5,412,000 1.31%
15 Raymond James Financial Services Advisors, Inc. 152,442 4,799,000 1.16%
16 ADVISOR GROUP, INC. 84,165 2,649,000 0.64%
17 ROYAL BANK OF CANADA 79,424 2,500,000 0.60%
18 CITIGROUP INC 78,954 2,485,000 0.60%
19 Private Advisor Group, LLC 74,723 2,337,000 0.56%
20 EisnerAmper Wealth Management Corporate Benefits, LLC 49,656 1,559,000 0.38%
21 MSI Financial Services Inc 49,093 1,545,000 0.37%
22 Sigma Planning Corp 41,995 1,322,000 0.32%
23 Evercore Wealth Management, LLC 38,944 1,226,000 0.30%
24 SUSQUEHANNA INTERNATIONAL GROUP, LLP 35,890 1,130,000 0.27%
25 BAIRD FINANCIAL GROUP, INC. 33,694 1,061,000 0.26%
26 SG Americas Securities, LLC 31,425 989,000 0.24%
27 Madden Advisory Services, Inc. 28,520 897,000 0.22%
28 SII INVESTMENTS INC/WI 27,190 858,000 0.21%
29 Cambridge Investment Research Advisors, Inc. 23,953 754,000 0.18%
30 Cetera Advisor Networks LLC 19,615 617,000 0.15%
31 ACG Wealth 18,556 584,000 0.14%
32 OPPENHEIMER & CO INC 18,207 573,000 0.14%
33 MILLENNIUM MANAGEMENT LLC 17,990 566,000 0.14%
34 Janney Montgomery Scott LLC 17,221 542,000 0.13%
35 Prospera Financial Services Inc 16,907 532,000 0.13%
36 GOLDMAN SACHS GROUP INC 16,700 526,000 0.13%
37 ENVESTNET ASSET MANAGEMENT INC 16,691 525,000 0.13%
38 CITADEL ADVISORS LLC 16,309 513,000 0.12%
39 Partnervest Advisory Services LLC 15,211 479,000 0.12%
40 Concert Wealth Management Inc. 15,003 471,000 0.11%
41 NATIONAL PLANNING CORP 14,115 442,000 0.11%
42 ASSET PLANNING SERVICES, LTD. 13,504 425,000 0.10%
43 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 13,241 417,000 0.10%
44 LADENBURG THALMANN FINANCIAL SERVICES INC. 12,839 403,000 0.10%
45 WELLESLEY INVESTMENT PARTNERS, LLC 12,802 403,000 0.10%
46 GRIMES & Co WEALTH MANAGEMENT, LLC 12,451 392,000 0.09%
47 UNITED CAPITAL FINANCIAL ADVISORS, LLC 11,401 359,000 0.09%
48 STIFEL FINANCIAL CORP 10,052 316,000 0.08%
49 IFP ADVISORS, INC 9,599 302,000 0.07%
50 SIMMONS BANK 9,190 289,000 0.07%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.