Dark
Light
System
Security
POWERSHARES ETF TRUST
POWERSHARES ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 38 Institutional holders with a total value of $147,558,455.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BB&T SECURITIES, LLC 120,331 32,934,000 22.32%
2 BANK OF AMERICA CORP /DE/ 928,919 25,425,000 17.23%
3 MORGAN STANLEY 737,948 20,198,000 13.69%
4 BBVA USA Bancshares, Inc. 721,526 19,748,000 13.38%
5 Wharton Business Group, LLC 494,314 13,529,000 9.17%
6 Horizon Investments, LLC 264,222 7,232,000 4.90%
7 RAYMOND JAMES & ASSOCIATES 173,866 4,759,000 3.23%
8 CREDIT SUISSE AG/ 149,048 4,079,000 2.76%
9 UBS AG 119,676 3,276,000 2.22%
10 WELLS FARGO & COMPANY/MN 90,466 2,476,000 1.68%
11 LPL Financial LLC 79,398 2,139,000 1.45%
12 Concert Wealth Management Inc. 45,589 1,247,000 0.85%
13 HighTower Advisors, LLC 44,830 1,227,000 0.83%
14 Cambridge Investment Research Advisors, Inc. 44,398 1,215,000 0.82%
15 Commonwealth Equity Services, Inc 42,007 1,150,000 0.78%
16 ROYAL BANK OF CANADA 37,535 1,027,000 0.70%
17 AMERICAN INTERNATIONAL GROUP, INC. 28,673 784,783 0.53%
18 Timber Hill LLC 26,278 719,000 0.49%
19 OPPENHEIMER & CO INC 24,255 664,000 0.45%
20 ACG Wealth 18,844 516,000 0.35%
21 Private Advisor Group, LLC 17,780 487,000 0.33%
22 Janney Montgomery Scott LLC 17,635 482,672 0.33%
23 AMERIPRISE FINANCIAL INC 16,372 448,000 0.30%
24 CITIGROUP INC 10,422 285,000 0.19%
25 Beacon Capital Management, Inc. 10,306 282,000 0.19%
26 VICUS CAPITAL 10,162 278,000 0.19%
27 Virtu KCG Holdings LLC 9,735 266,000 0.18%
28 SG Americas Securities, LLC 6,411 175,000 0.12%
29 MANUFACTURERS LIFE INSURANCE COMPANY, THE 4,668 128,000 0.09%
30 B. Riley Wealth Management, Inc. 3,578 97,000 0.07%
31 PNC FINANCIAL SERVICES GROUP, INC. 3,014 82,000 0.06%
32 People's United Financial, Inc. 2,000 55,000 0.04%
33 TCI Wealth Advisors, Inc. 1,800 49,000 0.03%
34 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,400 38,000 0.03%
35 FineMark National Bank & Trust 894 24,000 0.02%
36 FIFTH THIRD BANCORP 500 14,000 0.01%
37 NEXT Financial Group, Inc 426 12,000 0.01%
38 D.A. DAVIDSON & CO. 415 11,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.