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POWERSHARES ETF TRUST
POWERSHARES ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 71 Institutional holders with a total value of $200,965,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 1,402,823 44,792,000 22.29%
2 UNITED CAPITAL FINANCIAL ADVISORS, LLC 613,671 19,595,000 9.75%
3 BANK OF AMERICA CORP /DE/ 481,604 15,378,000 7.65%
4 Horizon Investments, LLC 373,498 11,926,000 5.93%
5 RAYMOND JAMES & ASSOCIATES 342,674 10,942,000 5.44%
6 Cambridge Investment Research Advisors, Inc. 298,499 9,531,000 4.74%
7 Wharton Business Group, LLC 279,314 8,918,000 4.44% SH
8 LPL Financial LLC 250,122 8,034,000 4.00%
9 UBS Group AG 214,662 6,854,000 3.41%
10 ENVESTNET ASSET MANAGEMENT INC 209,435 6,688,000 3.33%
11 WELLS FARGO & COMPANY/MN 155,504 4,966,000 2.47%
12 FDx Advisors, Inc. 146,195 4,668,000 2.32%
13 CREDIT SUISSE AG/ 141,567 4,520,000 2.25%
14 VOYA FINANCIAL ADVISORS, INC. 119,468 3,843,000 1.91%
15 AMERIPRISE FINANCIAL INC 119,606 3,811,000 1.90%
16 Private Advisor Group, LLC 95,729 3,125,000 1.55%
17 CMH WEALTH MANAGEMENT LLC 94,658 3,086,000 1.54%
18 FOUNDERS FINANCIAL SECURITIES LLC 93,622 2,989,000 1.49%
19 JPMORGAN CHASE & CO 80,703 2,577,000 1.28%
20 BB&T SECURITIES, LLC 80,648 2,554,000 1.27%
21 ROYAL BANK OF CANADA 70,097 2,238,000 1.11%
22 Commonwealth Equity Services, Inc 62,149 1,984,000 0.99%
23 Concert Wealth Management Inc. 50,063 1,599,000 0.80%
24 CITADEL ADVISORS LLC 41,377 1,321,000 0.66%
25 ULLMANN WEALTH PARTNERS GROUP, LLC 35,822 1,179,000 0.59%
26 SUSQUEHANNA INTERNATIONAL GROUP, LLP 36,213 1,156,000 0.58%
27 BAIRD FINANCIAL GROUP, INC. 35,966 1,148,000 0.57%
28 Virtu KCG Holdings LLC 35,468 1,132,000 0.56%
29 MSI Financial Services Inc 34,845 1,112,000 0.55%
30 ADVISOR GROUP, INC. 26,600 849,000 0.42%
31 STIFEL FINANCIAL CORP 25,402 812,000 0.40%
32 SUNTRUST BANKS INC 21,245 661,000 0.33%
33 Cetera Advisor Networks LLC 20,555 658,000 0.33%
34 OPPENHEIMER & CO INC 19,807 632,000 0.31%
35 ACG Wealth 18,844 602,000 0.30%
36 Janney Montgomery Scott LLC 16,342 522,000 0.26%
37 Raymond James Financial Services Advisors, Inc. 15,055 481,000 0.24%
38 Exchange Capital Management, Inc. 15,005 479,000 0.24%
39 CITIGROUP INC 14,037 448,000 0.22%
40 Sigma Planning Corp 11,083 354,000 0.18%
41 LADENBURG THALMANN FINANCIAL SERVICES INC. 9,972 318,000 0.16%
42 PNC FINANCIAL SERVICES GROUP, INC. 9,485 304,000 0.15%
43 AVEO CAPITAL PARTNERS, LLC 9,107 291,000 0.14%
44 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 8,907 284,000 0.14%
45 New England Private Wealth Advisors LLC 7,077 226,000 0.11%
46 FLAGSHIP HARBOR ADVISORS, LLC 6,553 213,000 0.11%
47 Atria Investments, Inc 6,599 211,000 0.10%
48 HIGHWATER WEALTH MANAGEMENT, LLC 6,296 201,000 0.10%
49 BENJAMIN F. EDWARDS & COMPANY, INC. 4,085 130,000 0.06%
50 CREATIVE FINANCIAL DESIGNS INC /ADV 2,869 92,000 0.05%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.