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POWERSHARES ETF TRUST
POWERSHARES ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 64 Institutional holders with a total value of $216,508,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 1,465,948 46,441,000 21.45%
2 Cambridge Investment Research Advisors, Inc. 831,994 26,358,000 12.17%
3 UNITED CAPITAL FINANCIAL ADVISORS, LLC 623,725 19,760,000 9.13%
4 BANK OF AMERICA CORP /DE/ 503,868 15,962,000 7.37%
5 Horizon Investments, LLC 395,422 12,527,000 5.79%
6 RAYMOND JAMES & ASSOCIATES 342,484 10,850,000 5.01%
7 Wharton Business Group, LLC 281,339 8,913,000 4.12%
8 LPL Financial LLC 259,507 8,164,000 3.77%
9 UBS Group AG 218,556 6,924,000 3.20%
10 ENVESTNET ASSET MANAGEMENT INC 198,077 6,275,000 2.90%
11 WELLS FARGO & COMPANY/MN 190,460 6,034,000 2.79%
12 VOYA FINANCIAL ADVISORS, INC. 180,309 5,669,000 2.62%
13 Commonwealth Equity Services, Inc 155,805 4,936,000 2.28%
14 FDx Advisors, Inc. 148,146 4,693,000 2.17%
15 AMERIPRISE FINANCIAL INC 126,252 4,167,000 1.92%
16 Private Advisor Group, LLC 86,469 2,721,000 1.26%
17 BB&T SECURITIES, LLC 80,648 2,554,000 1.18%
18 FOUNDERS FINANCIAL SECURITIES LLC 80,507 2,550,000 1.18%
19 JPMORGAN CHASE & CO 80,286 2,544,000 1.18%
20 Concert Wealth Management Inc. 55,774 1,768,000 0.82%
21 Cetera Advisor Networks LLC 39,416 1,249,000 0.58%
22 Raymond James Financial Services Advisors, Inc. 39,252 1,244,000 0.57%
23 CITADEL ADVISORS LLC 33,339 1,056,000 0.49%
24 BAIRD FINANCIAL GROUP, INC. 32,389 1,026,000 0.47%
25 CREDIT SUISSE AG/ 31,325 992,000 0.46%
26 MSI Financial Services Inc 28,215 894,000 0.41%
27 ADVISOR GROUP, INC. 26,600 843,000 0.39%
28 SUSQUEHANNA INTERNATIONAL GROUP, LLP 26,245 831,000 0.38%
29 ROYAL BANK OF CANADA 25,929 821,000 0.38%
30 STIFEL FINANCIAL CORP 24,929 791,000 0.37%
31 Virtu KCG Holdings LLC 22,149 702,000 0.32%
32 SG Americas Securities, LLC 21,644 686,000 0.32%
33 OPPENHEIMER & CO INC 20,841 660,000 0.30%
34 ACG Wealth 18,844 597,000 0.28%
35 Janney Montgomery Scott LLC 16,574 525,000 0.24%
36 CITIGROUP INC 15,949 505,000 0.23%
37 Exchange Capital Management, Inc. 15,595 494,000 0.23%
38 SUNTRUST BANKS INC 12,851 400,000 0.18%
39 Sigma Planning Corp 11,082 351,000 0.16%
40 PNC FINANCIAL SERVICES GROUP, INC. 11,013 349,000 0.16%
41 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 8,907 282,000 0.13%
42 New England Private Wealth Advisors LLC 7,055 224,000 0.10%
43 Moors & Cabot, Inc. 6,858 218,000 0.10%
44 LADENBURG THALMANN FINANCIAL SERVICES INC. 6,048 191,000 0.09%
45 BENJAMIN F. EDWARDS & COMPANY, INC. 4,085 129,000 0.06%
46 Beacon Capital Management, Inc. 2,819 89,000 0.04%
47 CRIBSTONE CAPITAL MANAGEMENT, LLC 2,725 85,000 0.04%
48 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 2,482 79,000 0.04%
49 IFP ADVISORS, INC 2,100 67,000 0.03%
50 People's United Financial, Inc. 2,000 63,000 0.03%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.