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POWERSHARES ETF TRUST
POWERSHARES ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 28 Institutional holders with a total value of $13,641,197.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 SignalPoint Asset Management, LLC 163,814 3,598,000 26.38%
2 MORGAN STANLEY 128,530 2,824,000 20.70%
3 LPL Financial LLC 78,573 1,729,000 12.67%
4 SUSQUEHANNA INTERNATIONAL GROUP, LLP 43,285 951,000 6.97%
5 Commonwealth Equity Services, Inc 30,971 680,000 4.98%
6 Timber Hill LLC 27,401 602,000 4.41%
7 ENVESTNET ASSET MANAGEMENT INC 25,759 566,000 4.15%
8 ROYAL BANK OF CANADA 21,859 480,000 3.52%
9 BANK OF AMERICA CORP /DE/ 20,933 460,000 3.37%
10 WELLS FARGO & COMPANY/MN 16,280 358,000 2.62%
11 Capital Advisors, Ltd. LLC 15,658 343,000 2.51%
12 UBS AG 12,631 277,000 2.03%
13 Freedom Investment Management, Inc. 9,406 207,000 1.52%
14 Virtu KCG Holdings LLC 9,113 200,000 1.47%
15 Private Advisor Group, LLC 3,938 87,000 0.64%
16 AMERIPRISE FINANCIAL INC 2,574 57,000 0.42%
17 Madden Advisory Services, Inc. 2,190 48,000 0.35%
18 WFG Advisors, LP 2,115 46,000 0.34%
19 NEXT Financial Group, Inc 1,615 35,000 0.26%
20 PNC FINANCIAL SERVICES GROUP, INC. 1,146 25,000 0.18%
21 MSI Financial Services Inc 917 20,000 0.15%
22 LADENBURG THALMANN FINANCIAL SERVICES INC. 857 19,000 0.14%
23 CITIGROUP INC 500 11,000 0.08%
24 Regal Investment Advisors LLC 275 6,000 0.04%
25 NEW ENGLAND SECURITIES CORP /MA/ 261 6,000 0.04%
26 BENJAMIN F. EDWARDS & COMPANY, INC. 199 4,000 0.03%
27 AMERICAN INTERNATIONAL GROUP, INC. 100 2,197 0.02%
28 B. Riley Wealth Management, Inc. 42 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.