Dark
Light
System
Security
POWERSHARES ETF TRUST
POWERSHARES ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 39 Institutional holders with a total value of $114,688,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Invesco Ltd. 1,443,282 37,338,000 32.56%
2 Transamerica Financial Advisors, LLC 573,953 14,849,000 12.95%
3 UBS Group AG 521,766 13,498,000 11.77%
4 MORGAN STANLEY 396,550 10,259,000 8.95%
5 CREDIT SUISSE AG/ 200,000 5,174,000 4.51%
6 Janney Montgomery Scott LLC 169,950 4,397,000 3.83%
7 WELLS FARGO & COMPANY/MN 140,055 3,623,000 3.16%
8 LPL Financial LLC 125,210 3,114,000 2.72%
9 SUSQUEHANNA INTERNATIONAL GROUP, LLP 110,308 2,853,000 2.49%
10 ROYAL BANK OF CANADA 104,273 2,697,000 2.35%
11 BANK OF AMERICA CORP /DE/ 100,447 2,599,000 2.27%
12 GOLDMAN SACHS GROUP INC 100,031 2,588,000 2.26%
13 AMERIPRISE FINANCIAL INC 97,320 2,518,000 2.20%
14 RAYMOND JAMES & ASSOCIATES 64,046 1,657,000 1.44%
15 Commonwealth Equity Services, Inc 43,515 1,126,000 0.98%
16 JANE STREET GROUP, LLC 37,680 975,000 0.85%
17 WFG Advisors, LP 24,496 634,000 0.55%
18 CITADEL ADVISORS LLC 22,143 573,000 0.50%
19 Private Advisor Group, LLC 20,979 522,000 0.46%
20 Capital Advisors, Ltd. LLC 16,862 436,000 0.38%
21 Virtu KCG Holdings LLC 16,238 420,000 0.37%
22 Raymond James Financial Services Advisors, Inc. 15,537 402,000 0.35%
23 Cambridge Investment Research Advisors, Inc. 15,394 398,000 0.35%
24 INVESTMENT PARTNERS, LTD. 13,733 355,000 0.31%
25 STIFEL FINANCIAL CORP 12,158 314,000 0.27%
26 Gateway Advisory, LLC 12,095 301,000 0.26%
27 BAIRD FINANCIAL GROUP, INC. 8,150 211,000 0.18%
28 TWO SIGMA SECURITIES, LLC 7,850 203,000 0.18%
29 MSI Financial Services Inc 7,097 184,000 0.16%
30 ADVISOR GROUP, INC. 6,766 175,000 0.15%
31 ADVANTAGE INVESTMENT MANAGEMENT, LLC 5,943 154,000 0.13%
32 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,316 60,000 0.05%
33 IFP ADVISORS, INC 935 24,000 0.02%
34 MANUFACTURERS LIFE INSURANCE COMPANY, THE 647 17,000 0.01%
35 PNC FINANCIAL SERVICES GROUP, INC. 523 14,000 0.01%
36 First Personal Financial Services 407 11,000 0.01%
37 CITIGROUP INC 400 10,000 0.01%
38 SEI INVESTMENTS CO 183 5,000 0.00%
39 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.