Dark
Light
System
Security
POWERSHARES ETF TRUST
POWERSHARES ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 28 Institutional holders with a total value of $15,079,035.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 154,690 3,667,000 24.32%
2 SignalPoint Asset Management, LLC 147,979 3,509,000 23.27%
3 LPL Financial LLC 77,781 1,844,000 12.23%
4 ROYAL BANK OF CANADA 49,011 1,162,000 7.71%
5 ENVESTNET ASSET MANAGEMENT INC 31,748 753,000 4.99%
6 Timber Hill LLC 27,401 650,000 4.31%
7 Commonwealth Equity Services, Inc 23,444 556,000 3.69%
8 Virtu KCG Holdings LLC 23,351 554,000 3.67%
9 BANK OF AMERICA CORP /DE/ 22,825 541,000 3.59%
10 SUSQUEHANNA INTERNATIONAL GROUP, LLP 15,894 377,000 2.50%
11 Capital Advisors, Ltd. LLC 15,658 371,000 2.46%
12 WELLS FARGO & COMPANY/MN 15,449 366,000 2.43%
13 UBS Group AG 9,441 224,000 1.49%
14 LADENBURG THALMANN FINANCIAL SERVICES INC. 5,434 128,000 0.85%
15 B. Riley Wealth Advisors, Inc. 5,000 119,000 0.79%
16 Madden Advisory Services, Inc. 2,190 52,000 0.34%
17 NEXT Financial Group, Inc 1,624 39,000 0.26%
18 NATIONAL PLANNING CORP 1,600 37,664 0.25%
19 First Personal Financial Services 1,272 30,000 0.20%
20 PNC FINANCIAL SERVICES GROUP, INC. 1,146 27,000 0.18%
21 MSI Financial Services Inc 917 22,000 0.15%
22 Johnson Financial Group, Inc. 918 22,000 0.15%
23 WFG Advisors, LP 580 14,000 0.09%
24 Regal Investment Advisors LLC 301 7,000 0.05%
25 BENJAMIN F. EDWARDS & COMPANY, INC. 199 5,000 0.03%
26 AMERICAN INTERNATIONAL GROUP, INC. 100 2,371 0.02%
27 B. Riley Wealth Management, Inc. 42 0 0.00%
28 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.